Investor Lawyers Blog

Inspired Healthcare Capital Lawsuit

Published on: September 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Inspired Healthcare Capital Investors Sue KCD Financial and Three of its Brokers For Up to $5,000,000 in Damages

Shepherd Smith Edwards and Kantas Is Representing This Elderly Retiree Couple

In their Inspired Healthcare Capital lawsuit, two senior investors are accusing KCD Financial and its Wisconsin brokers, Joel Reid Blumenschein, David Scott Wilson, and Bret Michael Frum, of the losses sustained in risky, illiquid IHC Delaware Statutory Trusts (DSTs).

I’m An IHC Investor. Should I Join Emerson Equity’s TRO Efforts?

Published on: September 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

I’m An IHC Investor. Should I Join Emerson Equity’s TRO Efforts?

Shepherd Smith Edwards and Kantas Represents Inspired Healthcare Capital Investors Against Emerson Equity

If you are an Inspired Healthcare Capital (IHC) investor whose Emerson Equity broker marketed and sold you investments in this private equity firm that invests in senior housing properties, Shepherd Smith and Kantas (investorlawyers.com) would like to talk to you.

Oregon Unsuitability Law Firm

Published on: September 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Contact Our Portland, Oregon Unsuitability Law Firm If You Suspect Broker Negligence

At Shepherd Smith Edwards and Kantas (investorlawyers.com) we represent retail investors, retirees, accredited investors, institutional investors, high net worth investors, and ultra-high-net worth investors throughout the Beaver State in pursuing damages from financial advisors whose unsuitable investment recommendation contributed to causing their portfolio losses. Schedule your free, no obligation case consultation with one of our Portland, OR unsuitability attorneys today.

Unsuitability Exposes Investors To A Higher Risk Of Loss

Shepherd Smith Edwards and Kantas Continues To Investigate the Easterly ROCMuni Lawsuit

Published on: September 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Continues To Investigate Easterly ROCMuni Lawsuit High Income Fund Losses

If Your Broker-Dealer Sold You Shares in This Speculative, Too Risky Fund, Contact Us Today

For investors who suffered portfolio losses because their accounts held Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMVHX) shares, contact Shepherd Smith Edwards and Kantas (investorlawyers.com). This junk bond fund, misrepresented as a municipal bond fund, has been losing money over the past year. But it was a fire sale in June that led to its downfall. Many millions of dollars were lost. Once holding $300M in assets last October, it now has less than $25M in assets. Its share price has plunged to under $3/share, whereas a year ago it was at $7.35/share.

Our Broker-Dealer Negligence Lawyers Are Representing Three Claimants in Their Webull Financial FINRA Lawsuit

Published on: September 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Investors Sue Webull Financial for Up To $5,000,000 Over Pump and Dump Losses Involving Third-Party Hacker That Accessed Their Brokerage Accounts

Our Broker-Dealer Negligence Lawyers Are Representing These Three Claimants in Their FINRA Lawsuit

Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing more Claimants in suing Webull Financial over losses they sustained after an unknown party managed to hack into their accounts and defraud them in an alleged pump and dump scam involving the newly issued foreign penny stock of Ten-League International Holdings Ltd. (TLIH). The three investors are suing Webull for up to $5,000,000 in damages.

Florida Overconcentration Lawyers

Published on: September 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Our Florida Overconcentration Lawyers in Our Tampa, Florida Securities Law Firm Have Been Representing Sunshine State Investors Against US Broker-Dealers For 35 Years

From Florida retirees to young investors, as well as institutional investors and wealthy, accredited investors, Shepherd Smith Edwards and Kantas (investorlawyers.com) represents those in The Sunshine State who have suffered losses because their financial advisor neglected to properly diversify their investment accounts. This is also called overconcentration, and it is one of the most common causes of action made in investment loss recovery lawsuits.

If you are wondering whether you were the victim of excessive concentration by your broker, contact our Tampa securities law office today. This is a serious matter and you may have grounds for financial recovery.

What Is The Failure To Supervise By Your Broker-Dealer?

Published on: September 17, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Mississippi Failure To Supervise Attorneys From Our Gulfport, MS Securities Law Office, We Represent Investors Against US Broker-Dealers

Shepherd Smith Edwards and Kantas (investorlawyers.com) cannot tell you how many times Mississippi investors have come to us with portfolio losses that could have been avoided if only their brokerage firm had properly overseen their accounts and the financial advisor that was managing their money.

If you suspect that your investment losses may have been caused by stockbroker misconduct or negligence, contact our Gulfport, MS failure to supervise law office today to request a free, initial case consultation.

Inspired Healthcare Capital Lawsuit

Published on: September 17, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Inspired Healthcare Capital Investors Sue LightPath Capital & Broker Paul Getty For Up To $1,000,000

Our Private Placement Loss Attorneys Are Representing This California Couple In FINRA Arbitration

Two retirees have filed an investment loss recovery claim over losses they sustained in Inspired Healthcare Capital (IHC) against LightPath Capital and its former financial advisor, Paul Getty. The claimants contend that they were unsuitably concentrated in IHC Delaware Statutory Trusts (DSTs) and Real Estate Investment Trusts (REITs). They suffered significant portfolio losses and are now suing for up to $1M in damages. Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing these investors in their FINRA lawsuit.

Why You May Have Grounds for Suing The Broker Over Your Bluerock Investment

Published on: September 17, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Attention Bluerock Total Income + Real Estate Fund Investors Who Have Suffered Losses

Shepherd Edwards and Kantas Can Help You Explore Your Legal Options

If you are a Bluerock Total Income+ Real Estate Fund investor and this non-traded, closed-end interval fund was sold to you by a broker, Shepherd Smith Edwards and Kantas (investorlawyers.com) wants to talk to you today.

Shepherd Smith Edwards Continues To Investigate Broker James Walesa

Published on: September 17, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards Continues To Investigate Broker James Walesa As Investors Pursue Tens of Millions of Dollars in Damages

More Than 100 Investors May Have Been Impacted By Allegedly Unsuitable Recommendations

If you are an investor who suffered serious losses while working with former financial advisor James Thaddeus Walesa, Shepherd Smith Edwards and Kantas (investorlawyers.com) wants to talk to you.