FINRA Arbitration Panel Awards GWG Investors Over $800K in Damages Ruling Shows Why It Is So Important for Those Who Suffered L Bond Losses To Consider Filing Broker Fraud Claims A Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded investors damages in their GWG L Bond loss recovery claim against a…
Shepherd Smith Edwards and Kantas L Bond Loss Recovery Lawyers Files Six-Figure GWG Investor Lawsuit Against Capital Investment Group More Broker-Dealers Are Being Held Liable For Unsuitable Recommendations Two North Carolina investors are seeking up to $500K in damages from brokerage firm Capital Investment Group after they sustained significant losses in GWG…
New Jersey Investor Files Six-Figure GWG L Bond Loss Lawsuit Against Newbridge Securities Broker-Dealer Is Accused of Supervisory Failures, Breach of Fiduciary Duty, And More Once again, Shepherd Smith Edwards and Kantas New Jersey GWG L Bond Loss Attorney Teams (investorlawyers.com) are representing a client in their investment loss recovery…
New Jersey Investor Files Six-Figure GWG L Bond Loss Lawsuit Against Newbridge Securities Broker-Dealer Is Accused of Supervisory Failures, Breach of Fiduciary Duty, And More Once again, Shepherd Smith Edwards and Kantas GWG L Bond Recovery Lawyers (investorlawyers.com) is representing a client in their investment loss recovery claim over losses…
GWG Wind Down Trust Report Confirms That Filing A FINRA Lawsuit Is L Bond Investors’ Best Chance For Financial Recovery. Our GWG L Bond Loss Recovery Lawyers Are Representing Claimants In Suing Their Brokers On February 15, the GWG Wind Down Trust report submitted a status report with the US Bankruptcy…
For GWG L Bond Investors, Filing A Broker Fraud Lawsuit May Be a Chance For Financial Recovery Bankruptcy Court Approves GWG Holdings Plan which provides Minimal Hope for Investors. More than a year after GWG Holdings filed for bankruptcy, its plan has been accepted by the US bankruptcy court in…
Seasoned GWG L Bond Investor Loss Attorneys Filing Your Own Individual FINRA Lawsuit Maximizes Your Chances for Full Financial Recovery Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing investors who have suffered serious losses in GWG L Bonds against their broker-dealers. Unfortunately, a slew of regional brokerage firms appear to…
What Should You Do If You Are A GK Investment Holdings 7% Bond Investor? JCC Advisors and Other Broker-Dealers May Have Unsuitably Sold This Investment To Customers Earlier this year, GK Investment Holdings, LLC (GKIH) sent a letter to investors warning that if 90% of them failed to trade in their current…
Nine Energy Service Bonds Expected to Deteriorate Further Nine Energy Service, Inc. (NINE) recently announced that the New York Stock Exchange (NYSE) found that the oilfield services company was once more in compliance with the stock exchange’s continued listing standard. The news comes less than two months after the NYSE…
In two mortgage-backed securities settlements reached with the US Securities and Exchange Commission (SEC), Nomura Securities International will collectively pay customers about $25M. The enforcement actions involve residential mortgage-backed securities (RMBS) and commercial mortgage-backed securities (CMBS), respectively. According to the SEC, Nomura failed to properly supervise its bond traders, who…