ETF Investors Of United States Oil Fund May Not Have Known Full Extent Of Risks Our investment fraud lawyers are offering free case consultations to investors who’ve lost money in the United States Oil Fund (USO) after it dropped 30%. The exchange-traded security continues to make changes to its structure…
Articles Posted in Broker Fraud
Shepherd Smith Edwards and Kantas Investigating Claims From LPL Financial Customers Who Invested in Nontraded REITS and Publicly Traded Property Interval Funds
LPL Blocks Sales of Nontraded Real Estate Investment Trusts and Publicly Traded Property Interval Funds This week, LPL Financial (LPLA) announced that it had suspended its sales of several nontraded REITs, as well as a number of publicly traded property interval funds. This is because the novel coronavirus (COVID-19) was…
Unsuitable Broker Recommendations of Structured Notes, Including Callable Yield Notes and Autocallable Securities May Be Causing Investors’ Losses During COVID-19
Structured Notes See Steep Decline During Coronavirus Market Crisis Just weeks into the finansial crisis wrought by the novel Coronavirus (COVID-19), many investors are struggling to deal with the volatile impact of this pandemic not just on the markets but also on their portfolios. But what many of them don’t…
The Top Types of Securities Fraud All Investors Must Know
Broker Fraud Along With The Coronavirus May Be Causing Investment Losses Becoming the victim of securities fraud is a serious matter. With stocks plummeting and the markets fluctuating all over the place in the wake of COVID-19, investors may not realize that it’s not just the economic reverberations of the…
Market Volatility Caused by COVID-19 Negatively Impacts Leveraged ETNs & Inverse ETPs
Inverse and Leveraged ETNs and ETFs Are Shuttering As the novel coronavirus (COVID-19) continues to adversely affect the markets and cause crude oil prices to drop, the number of inverse and leveraged exchange-traded notes (ETNs), exchange-traded funds (ETFs) and exchange-traded products (ETPs) involving crude oil that have been forced to…
Shepherd Smith Edwards and Kantas Investigates Customer Claims Involving Former LPL Financial Broker Mark Lamkin
Former LPL Financial Broker Borrowed $1.3M From Customer Without Notifying Firm Mark Lamkin, an ex-LPL Financial representative, has been suspended by the FINRA for three months. Lamkin, who is now a Calton & Associates broker, is accused of borrowing $1.3M in total from an LPL Financial Services customer between 2011…
Shepherd Smith Edwards and Kantas Investigates Investor Losses Involving VelocityShares 3x Long Crude Oil ETN (UWT)
Energy Exchange Traded Products Including VelocityShare 3x Long Crude Oil ETN Tank As market volatility continues to wreak havoc on different investments in the wake of COVID-19, our securities fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are fighting for investors needing to recover their losses. Last…
What To Know About Suing Your Broker or Investment Adviser For Fraud In FINRA Arbitration During COVID-19
Investment Losses During the Coronavirus Has Investors Scrambling for Answers If you are like many Americans with investments, you may be struggling to grapple with the massive losses affecting your portfolio as the novel coronavirus (COVID-19) continues to wreak havoc on the economy, the markets, the job industry, and people’s…
Harvest Volatility Management’s CYES Investments Prove Too Risky For Many Investors During COVID-19
Risks Tied To CYES Strategy Investments Cause More Losses During The Coronavirus For the past year, our CYES Strategy fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) have been working with investors who suffered losses from Collateral Yield Enhancement Strategy (CYES) Investments that were issued by Harvest…
Ex-Kestra Financial Broker Involved in Investor Fraud Claims and Accused of Unauthorized Trading
Barred Kestra Investment Services Stockbroker Accused of Unauthorized Trading Our investor fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are currently speaking with former customers of ex-Kestra Investment Services broker, James Blake Daughtry. He was recently barred by the Financial Industry Regulatory Authority (FINRA). The self-regulatory organization…