Investment Losses During the Coronavirus Has Investors Scrambling for Answers If you are like many Americans with investments, you may be struggling to grapple with the massive losses affecting your portfolio as the novel coronavirus (COVID-19) continues to wreak havoc on the economy, the markets, the job industry, and people’s…
Articles Posted in Broker Fraud
Harvest Volatility Management’s CYES Investments Prove Too Risky For Many Investors During COVID-19
Risks Tied To CYES Strategy Investments Cause More Losses During The Coronavirus For the past year, our CYES Strategy fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) have been working with investors who suffered losses from Collateral Yield Enhancement Strategy (CYES) Investments that were issued by Harvest…
Ex-Kestra Financial Broker Involved in Investor Fraud Claims and Accused of Unauthorized Trading
Barred Kestra Investment Services Stockbroker Accused of Unauthorized Trading Our investor fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are currently speaking with former customers of ex-Kestra Investment Services broker, James Blake Daughtry. He was recently barred by the Financial Industry Regulatory Authority (FINRA). The self-regulatory organization…
Some Brokers Are Taking Advantage Of Investors During The COVID -19 Coronavirus
Watch Out for Brokers Looking to Make High Commissions During COVID-19 With the market crashing in the wake of the Coronavirus (COVID-19), many investors are suffering from massive losses in their portfolio and are looking to their brokers for investment advice. Unfortunately, not all stockbrokers work with their customers’ best…
Broker Fraud and Investment Losses During The Time of The Coronavirus
Investment Losses During Recent Market Crisis May Be Recoverable Investors throughout the United States are grappling with financial investment losses as markets continue to remain volatile in the wake of Coronavirus (COVID-19). The recent oil price drops, the rise in unemployment as businesses are forced to shutter and lay off…
Experts Say: Expect More FINRA Arbitration Cases Following Coronavirus and Market Volatility
Investment Losses During COVID-19 Pandemic May Have Been Caused By Fraud Or Negligence According to experts, George Friedman and Rick Ryder, fears about the novel coronavirus (COVID-19) and the resulting market turbulence will lead to a rise in investor fraud claims and FINRA arbitration cases. Friedman is the Securities Arbitration…
SSEK Investigates Investment Loss Claims Involving Wells Fargo Broker Jeffrey Eiler
Wells Fargo Stockbroker Accused Of Overconcentration & Unsuitable Investments Wells Fargo Clearing Services broker, Jeffrey Eiler, has been the subject of 12 customer investment loss disputes, most of which were settled and a few that were denied. If you are an investor who lost money while Eiler was your registered…
Shepherd Smith Edwards and Kantas Investigates UIT Claims Involving Ex-Raymond James Broker
Ex-Raymond James Broker Named In $500K UIT Investment Fraud Claim Our stockbroker fraud lawyers are investigating claims involving Ameriprise (AMP) and former Raymond James broker, E. Kyle Davis. Contact Shepherd Smith Edwards and Kantas (SSEK Law Firm) today if you believe that you may have fallen victim to investment fraud. …
Christopher Shaw, Founder and President of CJS Wealth Management, is the Subject of a FINRA Complaint Involving GPB Capital Recommendations
Elderly Investor Claims $250K in GPB Fraud Losses In yet another GPB private placement fraud case, our broker fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm) have filed a claim on behalf of an investor. This time, the respondents are Pruco Securities and Kalos Capital, which the…
Shepherd Smith Edwards and Kantas Investigates Claims Involving Ex-First Allied Securities Broker Masood Azad
Ex-Broker and First Allied Securities Accused in $1M Investor Fraud Case Masood Husain Azad, a former Texas-based broker, is now the subject of an over $1M investor fraud claim. Also known as Mike Azad, he was fired by First Allied Securities in 2017. Now, First Allied Securities is a respondent…