Why Colorado Bankers Life Insurance And Bankers Life Insurance Investors Should Continue To Explore Their Legal Options Greg Lindberg’s Proposal To Buy Policies From Investors Is Not A Guarantee of Financial Recovery Beleaguered insurer Greg Lindberg—the owner of Colorado Bankers Life Insurance, Bankers Life Insurance Company (BLIC), Northstar Financial Services (Bermuda), and…
Committed To Representing Investors Throughout Texas Since 1990 For more than 30 years, our savvy Dallas Broker Fraud Attorneys have zealously worked with retail investors, retirees, elderly investors, high-net-worth investors, and institutional investors in pursuing damages against their financial advisors whose misconduct or negligence caused them to suffer significant investment losses.…
When Broker-Dealer Supervisory Failures Don’t Protect Investors’ Best Interests Our Trusted Brokerage Firm Negligence Lawyers May Be Able To Help You Pursue Damages The Financial Industry Regulatory Authority (FINRA) is ordering two broker-dealers to pay penalties for compliance failures related to Regulation Best Interest (Reg BI). According to the self-regulatory…
When Retirees Are Targeted By Brokers in Ponzi Scams Oppenheimer Must Pay Almost $14M Related to A$110M Scheme Run By Former Financial Advisor John Woods A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered Oppenheimer & Co. to pay five Florida retirees and two trusts nearly $14M in losses they…
Florida Broker Fraud Attorneys Our Trusted Tampa, FL Broker-Dealer Negligence Law Firm Represents Investors, Including Retirees Shepherd Smith Edwards and Kantas (investorlawyers.com) represent residents in The Sunshine State who have suffered losses caused by broker fraud or negligence. If you are a retiree, a retail investor, a high-net-worth investor, or…
Did Your Broker Sell You Signature Bank Autocallable Notes? Our Broker-Dealer Negligence Lawyers Can Help You Explore Your Legal Options In March 2023, Signature Bank shuttered its doors. The Shepherd Smith Edwards and Kantas Structured Product Attorneys (investorlawyers.com) are speaking to investors whose financial advisors may have allegedly unsuitably recommended…
Did You Work With Ex-Stifel Nicolaus Broker Joseph Crespi and Suffer Investment Losses? As Broker-Dealer Is Ordered to Pay $3.2M, Investors Struggle To Recoup Their Money Our broker dealer negligence lawyers are speaking to former customers of ex-financial advisor Joseph Crespi to determine whether they have grounds for a FINRA lawsuit against Stifel…
Shepherd Smith Edwards and Kantas Help Investors Recover Their Portfolio Losses What Distinguishes Our Trusted Broker Fraud Law Firm Shepherd Smith Edwards and Kantas (investorlawyers.com) have recovered many millions of dollars on behalf of thousands of investors that have fallen victim to a stockbroker and financial advisor’s negligence. We are…
If You’ve Joined A Class Action Securities Fraud Lawsuit Against GWG Holdings Can You Still Sue Your Broker? Our Broker Negligence Law Firm Represents GWG Investors Against Broker-Dealers At the end of March, the legal team for GWG Holdings told a Texas bankruptcy judge that it needed another two weeks to provide…
Former Morgan Stanley Broker Darryl Cohen Allegedly Defrauded NBA Stars of Over $13M Our Trusted Broker Fraud Lawyers Are Investigating Claims of Investor Losses The Shepherd Smith Edwards and Kantas Broker Dealer Negligence Attorney teams (investorlawyers.com) are continuing to speak to former customers of ex-Morgan Stanley financial advisor Darryl M.…