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Articles Posted in Complex Investments

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David Lerner Associates May Have Sold Spirit of America Energy Fund, Energy Resources 12, and Energy 11 Investments to Conservative Investors and Retirees

Broker-Dealer Comes Under Scrutiny Over Energy, Gas, and Oil Investment Recommendations  If you are a retail or conservative investor, a retiree, or any other investor unwilling or unable to take on too much risk and a David Lerner Associates broker sold you oil, gas, and energy investments, our investment fraud…

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Unsuitable Broker Recommendations of Structured Notes, Including Callable Yield Notes and Autocallable Securities May Be Causing Investors’ Losses During COVID-19

Structured Notes See Steep Decline During Coronavirus Market Crisis Just weeks into the finansial crisis wrought by the novel Coronavirus (COVID-19), many investors are struggling to deal with the volatile impact of this pandemic not just on the markets but also on their portfolios.  But what many of them don’t…

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Shepherd Smith Edwards and Kantas Investigates Claims Involving Non-traded REIT Preferred Apartment Communities

Preferred Apartment Communities Investors Pay High Commissions Throughout the United States, our non-traded real estate investment trust (REIT) attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are speaking to investors whose registered brokers or investment advisors persuaded them to invest in Preferred Apartment Communities, which is a non-traded…

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Shepherd Smith Edwards and Kantas Investigates Investor Losses Involving Midstream MLPs

The Drop In Oil Prices Could Lead To Losses For Midstream MLP Investors  With oil and energy stocks continuing to fall – Saudi Arabia’s threat to globally distribute millions of barrels of crude oil in order to win the oil price war over the United States and Russia has only…

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Shepherd Smith Edwards and Kantas Investigates Investor Claims Involving Non-Traditional ETFs

Non-Traditional Exchange-Traded Funds Are Not Suitable For Every Investor Our securities fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are looking into complaints by investors whose brokers may have inappropriately recommended that they invest in non-traditional exchange-traded funds (ETFs).  These types of ETFs are leveraged, inverse and…

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Shepherd Smith Edwards and Kantas Investigates Investor Loses Involving Steepener Structured Notes

Steepener Investments Not Suitable for All Investors Throughout the US, our investment fraud lawyers at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) represent investors who sustained losses in Steepener investments after they were not fully apprised of the risks or because these structured notes were never suitable for…

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