Couple Sues Charles Schwab After Broker Purportedly “Chased Returns” That Led To Serious Life Savings Losses. Our Financial Advisor Misconduct Attorneys Represent Seniors and Retirees Investors Against Broker-Dealers Two California investors are seeking up to $500K in damages from Charles Schwab & Co. over significant losses they sustained while working with…
A Significant Amount of HJ Sims Reg D Bonds May Now Be Worthless. Investing Regulation D Private Placements Often Lead To Serious Losses. According to SLCG Economic Consulting, a large number of Regulation D offerings issued by Herbert J. Sims (HJ Sims) have defaulted and may be “virtually worthless.” The broker-dealer sold…
Shepherd Smith Edwards and Kantas Continue to Investigate Peakstone Realty Trust Losses. Our REIT Loss Attorneys Are Looking Into Allegations of Broker Misconduct For the past year, Shepherd Smith Edwards and Kantas (investorlawyers.com) have been speaking to investors who suffered losses in Peakstone Realty (NYSE: PKST), which is a publicly registered real…
Retired Washington Couple Sues Arete Wealth Management Over GWG L Bonds Claimants Worked With A Center Street Securities Broker Prior to That Firm’s Acquisition By Arete Two senior investors are seeking up to $500K in damages from brokerage firm Arete Wealth Management over losses they sustained in GWG L Bonds. They…
Shepherd Smith Edwards and Kantas Florida Broker Fraud Attorneys Continue To Investigate Former Merrill Lynch Broker William King Ex-Vero Beach, FL Financial Advisor Now Has At Least 28 Customer Complaints For the past year, our seasoned Florida broker fraud attorneys have been looking into claims of investor losses involving William Worthen King, who…
HJ Sims Brokers Sold Reg D Offerings That May Have Cost Investors Our Broker-Dealer Fraud Lawyers Are Representing Claimants In Fighting For Damages If you are an investor who lost money after being sold one of the following Herbert J Sims (HJ Sims) private placements, contact Shepherd Smith Edwards and…
I’m An Investor. How Do I Know If I Am The Victim of Excessive Trading By My Broker? Contact our Experienced Churning Loss Attorneys Today Over the years, Shepherd Smith Edwards and Kantas Churning Loss Attorneys (investorlawyers.com) has represented many clients who have been the victims of excessive trading, which is…
Mississippi Elder Financial Abuse Attorneys Working With Older Investors and Their Families Throughout The Magnolia State In Recouping The Damages Owed By Their Brokers According to the AARP, elder financial exploitation costs victims ages 60 and older more than $28.3 billion dollars every year. The nonprofit organization reports that 70%…
iCap Investors, Left In The Lurch Over Reg D Private Placement Losses, Explore Legal Options with Our iCap Investment Loss Recovery Attorneys FBI And SEC May Be Investigating Whether Real Estate Investment Firm Was A Ponzi Scam If you are one of the approximately 1800 investors in iCap who has been wondering…
How To Sue Your Stockbroker For Financial Advisor Fraud Contact Shepherd Smith Edwards and Kantas Today For Your Free Consultation Going after your broker-dealer and their registered investment adviser for stockbroker fraud that caused you portfolio losses can be a daunting task. It is one of the many reasons you…