Did HJ Sims Run A Reg D Private Placement Offering Scam? Our Skilled Alternative Investment Lawyers Are Investigating In an August 2022 Investor Bulletin, the US Securities and Exchange Commission’s (SEC) Office of Investor Education and Advocacy cautioned about the risks involving Regulation D private placements, which are exempt from the regulator’s…
HJ Sims Marketed Exclusive Private Placements For The “Elite” Investor Our Reg D Investment Attorneys Are Investigating Fraud Allegations In marketing collateral from 2020, brokerage firm Herbert J. Sims (HJ Sims) touted its private placements, most of them available only through the firm, as a way for sophisticated investors seeking “higher yielding” opportunities…
What Should You Expect When Filing A FINRA Lawsuit? Our Securities Arbitration Attorneys Represent Investors In Suing Their Brokers If you are an investor who is pursuing damages from your financial advisor, then you will likely have to file your claim in Financial Industry Regulatory Authority (FINRA) arbitration. It is similar to…
Latest Bankruptcy Filing Accuses iCap of Running A Ponzi Fraud. Our Reg D Investment Loss Recovery Lawyers Want To Help You Explore Your Legal Options According to Paladin, the restructuring company now overseeing iCap, the real estate investment firm was allegedly a Ponzi scam that defrauded investors. The Seattle Times reports that Paladin and…
High-Net-Worth Investors Were Allegedly Targeted By Barred J.P. Morgan Securities Broker Antoine Souma. Our Investor Loss Lawyer Teams Are Investigating If you suffered serious losses while working with former Beverly Hills financial advisor Antoine Nabih Souma, contact Shepherd Smith Edwards and Kantas Investor Loss Lawyer Teams (investorlawyers.com) During his 21 years…
Shepherd Smith Edwards and Kantas Is Continuing To Investigate Watermark Lodging Trust REIT Losses. Our Non-Traded REIT Fraud Attorneys Are Helping Investors Evaluate What Happened Shepherd Smith Edwards and Kantas (investorlawyers.com) is offering free, no obligation, initial case consultations to those who lost money in Watermark Lodging Trust. Formerly known as Carey…
Former Clients of Ex-Triad Advisors Broker James Walesa Are Seeking Many Millions in Financial Recovery. Broker Fraud Attorneys are involved in the Latest Investor Lawsuit Is Pursuing $34M in Damages If you suffered losses while working with former Chicago financial advisor James Thaddeus Walesa, contact Shepherd Smith Edwards and Kantas (investorlawyers.com)…
If You Are An Investor Who Suffered GWG L Bond Losses Contact Our L Bond Recovery Attorneys Today Elderly Retiree Couples Sue Arete Wealth Management For Up to $1,000,000 Shepherd Smith Edwards and Kantas (investorlawyers.com) is continuing to offer free, no-obligation case consultations to investors who sustained huge losses in…
Are You An HJ Sims Reg D Private Placement Investor Who Would Like To Explore Your Legal Options? Contact Shepherd Smith Edwards and Kantas Today To Speak With One Of Our Reg D Private Placement Loss Recovery Attorneys In the wake of allegations that HJ Sims (Herbert J. Sims) allegedly unsuitably marketed…
Shepherd Smith Edwards and Kantas Broker Misconduct Lawyers Are Investigating Aegis Capital Following Allegations of A $5B Securities Fraud Broker-Dealer Is Rated Poorly Based On Number Of Retail Investor Lawsuits and Underwritten Offerings If you have suffered serious investment losses while working with Aegis Capital, contact Shepherd Smith Edwards and Kantas (investorlawyers.com)…