Did Ex-Coastal Equities Broker Luke Johnson Sell You GPB Private Placements, GWG Stock, REITs, or Other Alternative Investments? 27 FINRA Lawsuits Allege Unsuitable Recommendations Shepherd Smith Edwards and Kantas (investorlawyers.com) are investigating portfolio loss claims by former customers of ex-Arizona stockbroker Luke Michael Johnson. The ex-Coastal Equities financial advisor was…
Articles Posted in Current Investigations
Securities Loss Lawyers
CB Life Annuity Investors’ Best Chances For Financial Recovery May Be To Sue Broker-Dealer A North Carolina Court of Appeals has rejected billionaire Greg Lindberg’s appeal, which clears a path for his Colorado Bankers Life Insurance and Bankers Life Insurance to begin liquidation proceedings on June 30, 2024. The state’s insurance commissioner,…
San Francisco Financial Advisor Fraud Lawyers
San Francisco Financial Advisor Fraud Lawyers of SSEK are Representing SF Bay Area Investors In Recouping Their Portfolio Losses Shepherd Smith Edwards and Kantas (investorlawyers.com) is pleased to announce that we have recently opened a securities law office in San Francisco. With our other California branch office in San Diego, we…
iCap Investment Loss Recovery Lawyers
IBN Financial Services Under Scrutiny Over Role In Selling ICap Securities To Investors. Our iCap Investment Loss Recovery Lawyers Continue To Investigate Losses Shepherd Smith Edwards and Kantas iCap Investment Loss Recovery Lawyers (investorlawyers.com) has been zealously investigating claims of losses involving one of the many iCap investments that were sold…
Reg D Private Placement Loss Attorneys
More Allegations Of Allegedly Unsuitable Investment Recommendations Continue To Haunt Broker-Dealer HJ Sims. Our Seasoned Reg D Private Placement Loss Attorneys Represent Reg D Offering Investors Four years after the US Securities and Exchange Commission (SEC) filed civil fraud charges against Herbert J. Sims & Co. (HJ Sims) accusing it of allegedly…
Financial Advisor Fraud Law Firm
Denver, CO Financial Advisor Fraud Law Firm Fighting For Colorado Investors Against Brokerage Firms and Investment Advisers If you have suffered investment losses and are wondering if someone should be held liable for what happened to you, please contact Shepherd Smith Edwards and Kantas Financial Advisor Fraud Law Firm (investorlawyers.com)…
Broker Negligence Attorneys
Shepherd Smith Edwards and Kantas Broker Negligence Attorneys Investigates Losses Involving Commonwealth Income and Growth Funds I-VIII Our Broker Negligence Lawyers Want To Speak With Investors If you are someone that sustained losses in any of the Commonwealth Income and Growth Funds, Shepherd Smith Edwards and Kantas Broker Negligence Attorneys…
Annuity Investment Loss Lawyers
Colorado Bankers Life Insurance Investors File 7-Figure Lawsuit Against Citizens Securities. Our CB Life Annuity Investment Loss Lawyers Are Representing This Couple Two senior investors are seeking up to $1M in damages in their annuity loss against Citizens Securities. The claimants are novice investors who worked with Citizens Securities brokers Zane…
Private Fund Loss Attorneys
Are You An Investor Who Suffered Losses in CAZ Investments? Our Houston, TX Private Fund Loss Attorneys Are Investigating Shepherd Smith Edwards and Kantas (investorlawyers.com) are currently looking into CAZ Investments and whether the Texas-based registered investment adviser may have unsuitably marketed and sold any of its proprietary private funds, including…
Broker Misconduct Lawyers
Shepherd Smith Edwards and Kantas Broker Misconduct Lawyers Are Investigating Ex-Spartan Capital Securities Broker Tory Duggins NY Financial Advisor Accused of Excessive Trading and Reg Best Interest Violations Our broker misconduct lawyers are looking into claims of portfolio losses by investors who worked with former Spartan Capital Securities stockbroker Tory Duggins. The…