Kentucky Alternative Investment Fraud Lawyers From Our Lexington Securities Law Offices, Representing Investors Against Broker-Dealers and Investment Advisers If you are a Kentucky investor who sustained portfolio losses in any alternative investments that you suspect were unsuitably marketed and sold to you by a US financial advisor, Shepherd Smith Edwards and…
Stifel, Nicolaus & Co. Ordered To Pay Investors $2.35M Over Structured Note Losses This Latest FINRA Arbitration Award Again Involved Broker Chuck Roberts Once again, a Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered Stifel, Nicolaus, & Co. to pay investors who sustained structured product losses—callable structured notes, in…
Did You Suffer Leveraged ETF Losses While Working With Former Ameriprise Broker George Snyder IV? Our Exchange-Traded Fund Lawyers Can Help You Determine Whether Broker Misconduct Was A Factor While there is the potential for making huge gains with a leveraged exchange-traded fund (leveraged ETF), there is also the risk of…
Shepherd Smith Edwards and Kantas Is Investigating B Riley Investment Losses. Our Structured Product Fraud Lawyers Speaking To Investors To Explore Their Legal Options If you are an investor who sustained losses in a B Riley Financial-issued investment that was marketed and sold to you by your financial advisor, contact Shepherd Smith…
Did Investors Lose Money In T-Rex 2X Inverse Nvidia Daily Target ETF’s Stock Drop? Our ETF Loss Recovery Attorneys Are Investigating If you sustained losses after your financial advisor marketed and sold the T-Rex 2X Inverse Nvidia Daily Target ETF (BATS:NVDQ) to you, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. This exchange-traded fund (ETF)…
When Excessive Trading Violates Regulation’s Best Interest Broker-Dealer PHX Financial Accused of Costing Customers $1M According to the Financial Industry and Regulatory Authority (FINRA), excessive trading is what happens when a registered financial professional recommends a large number of trades that are not in line with a customer’s investing goals.…
Are You An Investor Who Sustained Losses in KBS REIT III? Our Skilled Non-Traded REIT Fraud Lawyers Can Help You Explore Your Legal Options Shepherd Smith Edwards and Kantas (investorlawyers.com) is continuing to investigate losses involving KBS Real Estate Investment Trust III, Inc. (KBS REIT III). We recently filed a six-figure lawsuit against LPL Financial…
When Misrepresentations Lead To Investor Losses Two JPMorgan Chase Affiliates Ordered to Pay $151M By the SEC Broker-dealers are required to ensure that customers are given accurate and complete information when it comes to investments that they are recommending. This is one of the reasons that in a recent enforcement…
Our Louisiana Securities Law Firm Is Here To Protect and Fight For Investors Against Rogue and Negligent Brokers From our Metairie, LA law offices in East Jefferson Parish, Shepherd Smith Edwards and Kantas New Orleans Alternative Investment Fraud Attorneys (investorlawyers.com) is proud to represent Louisiana investors who have sustained alternative investment losses caused,…
Hatteras Core Alternative Funds And Investor Losses Our Alternative Investment Loss Attorneys Are Investigating For Broker-Dealer Negligence Shepherd Smith Edwards and Kantas Alternative Investment Loss Attorneys (investorlawyers.com) are continuing to investigate the brokerage firms and their registered representatives that may have unsuitably recommended Hatteras Investment Partners Funds to customers. In particular, these…