Can You Hold Your Broker-Dealer Liable for Your Portfolio Losses? UBS Ordered To Pay Senior Investor More Than $532K For Alleged Overconcentration Broker-dealers have a duty to make sure they properly diversify clients’ accounts, including making sure that their financial advisors don’t concentrate too much of any investor’s money on…
Colorado Bankers Life Insurance Holders Should Speak With A Skilled Annuity Loss Lawyer NC Appeals Court Rules Insurance Magnate Greg Lindberg Is Liable for Fraud A unanimous North Carolina Court of Appeals panel has ruled that Colorado Bankers Life Insurance owner Greg Lindberg is liable for fraud and breach of…
For GWG L Bond Investors, Pursuing Damages From Broker-Dealers May Be Best Chance of Getting Their Money Back Plan To Sell BENF Shares Could Result in 10 or 20 Cents on The Dollar for Bondholders If you are one of 27,000 GWG L Bond investors hoping to recover your losses…
Our Skilled Elder Financial Abuse Attorneys Represents Retirees and Seniors Elder Financial Exploitation Leads To $28.3B in Losses Yearly, Reports AARP If you are wondering whether you or someone you love may have suffered investment losses due to elder financial abuse by a broker, contact Shepherd Smith Edwards and Kantas…
Western Colorado Broker Fraud Attorneys Our Ridgway Broker-Dealer Negligence Law Firm Is Here To Fight For Investors At Shepherd Smith Edwards and Kantas (investorlawyers.com), we know how catastrophic it can be to suffer serious investment losses for any reason and especially if one of those causes is the wrongful or…
Are You an Investor Who Suffered Losses in Callable Securities? FINRA Fines TD Ameritrade $500K for Making Omissions To Millions of Customers The Financial Industry Regulatory Authority (FINRA) announced that it has fined TD Ameritrade Clearing Inc. $500K for its failure to fully disclose information about callable securities (including preferred…
Are You The Victim of Broker Misappropriation? Financial Advisor Theft Isn’t Just A Crime It May Be Grounds for Filing a Securities Fraud Lawsuit For more than three decades, Shepherd Smith Edward and Kantas (investorlawyers.com) has represented investors against the bad brokers who have stolen their money and the broker-dealers…
Should Ashford Hospitality Trust Investors Be Worried? If You Suffered REIT Losses, Our Broker Negligence Lawyers Can Help You Explore Your Legal Options According to a Seeking Alpha article, Ashford Hospitality Trust, Inc. (NYSE: AHT) and its family of companies is among the “most dangerous” real estate investment trusts (REITs). Initially…
Oregon Broker Fraud Attorneys Our Trusted Portland, OR Securities Law Firm Represents Investors In Arbitration & Litigation If you are an Oregon investor and are wondering whether your portfolio losses were caused by the negligence or misconduct of your financial advisor, Shepherd Smith Edwards and Kantas (investorlawyers.com) can help you…
Are You Still Waiting To Recoup Your Losses In The Alleged GWG Ponzi Scam? Our Skilled Ponzi Fraud Lawyers Are Continuing to Sue Brokerage Firms On Behalf Of Investors Shepherd Smith Edwards and Kantas team of Ponzi Fraud Lawyers (investorlawyers.com) recently filed another three FINRA lawsuits over investor losses sustained…