I’m An Investor Whose Broker Engaged in Unauthorized Trading. What Should I Do? Our Trusted Securities Lawyers Are Investigating Claims of Losses Involving Aegis Stockbroker Joseph LaScala Unauthorized trading is what happens when your financial advisor buys or sells assets in your brokerage account without your prior knowledge and/or permission. This…
Articles Posted in Current Investigations
Alternative Investment Loss Lawyers
Did You Suffer Serious Losses in Alternative Investments Recommended By Your Broker? Fired Investment Network Broker Vincent Pucciarelli Under Scrutiny Following Alleged Pre-IPO Private Placement Sales If you are an investor who sustained significant losses in pre-IPO private placements that were sold to you by former New Jersey financial advisor Vincent…
Broker-Dealer Negligence Attorneys
Investor Alert! Andrew Jacobus Alleged $200 Million Ponzi Scheme Are you a victim of Andrew Jacobus and his alleged Ponzi scheme? Shepherd Smith Edwards & Kantas Broker-Dealer Negligence Attorneys are Representing Investors Against those who facilitated this scheme, including suing Interactive Brokers If you invested money with former Florida registered…
Overconcentration Loss Attorneys
How Can I Recover My Investment Losses Caused By Overconcentration? Morgan Stanley Ordered To Pay Senior Investor $1.8M If your financial advisor placed too much of your funds in one particular stock or kind of investment, you may be able to pursue damages from the broker-dealer. The best way to…
New York Investor Lawyers
New York Investor Lawyers Our Buffalo, NY Investment Loss Recovery Law Firm Has Been Providing Solid Securities Representation Since 1990 If you are a New York investor who has suffered losses to your portfolio while working with a broker or investment adviser, please contact Shepherd Smith Edwards and Kantas (investorlawyers.com)…
Elder Financial Abuse Lawyer
Are You An Older Investor Whose Broker Failed to Protect You From Investment Fraud? Our Knowledgeable Elder Financial Abuse Attorneys Represent Senior and Elderly Retirees In Pursuing Damages According to a new study by the FINRA Investor Education Foundation and Rush University Medical Center, seniors are more vulnerable than previously…
Texas Broker Fraud Lawyers
When An Investor is The Victim of Selling Away Our Texas Broker Fraud Lawyers Are Investigating Claims of Losses Involving Former Clients of Ex-Momentum Independent Network Broker Leslie Jackson Selling away is generally not allowed unless a financial advisor is engaging in this practice with the knowledge and approval of…
Dallas Investor Lawyers
Dallas Investor Lawyers Our Texas Investment Loss Law Firm Has Helped Thousands Recoup Their Losses From Brokerage Firms For over 30 years, Shepherd Smith Edwards and Kantas (investorlawyers.com) have been working with Texas investors to pursue damages from US-based broker-dealers whose negligence or misconduct played a part in causing their…
Houston Investment Loss Recovery Law Firm
Houston Investment Loss Recovery Law Firm Fighting For Texas Investors Against Their Broker-Dealers Since 1990 For over 30 years, Shepherd Smith Edwards and Kantas (investorlawyers.com) has represented investors throughout Lone Star State from both our Houston headquarters and our Dallas law office. We help retail investors, retirees, seniors, high-net-worth individual…
Northstar Financial Services (Bermuda) Attorney
I’m A Non-US Citizen. Can I Recover My Northstar (Bermuda) Investment Losses? Japanese Retiree Sues Bankoh Investment Services, a Division of Bank of Hawaii, For Up to $500K If you are an international investor who suffered losses in an investment sold to you by a US-based broker-dealer, Shepherd Smith Edwards…