If You Sustained Investment Losses While Working With Suspended Spartan Capital Broker Jesse Krapf, Contact Us Today New York Financial Advisor Is Suspended by FINRA for Alleged Churning, Unsuitable Trading, and More Our Broker Churning Attorney teams are investigating claims of losses involving customers of Spartan Capital registered representative Jesse…
Dallas Elder Financial Abuse Lawyers Representing Older Texas Investors and Their Families In Recouping Their Portfolio Losses Headquartered in Texas, Shepherd Smith Edwards and Kantas (investorlawyers.com) work with older investors and their loved ones in suing the financial advisors and their firms that committed elder financial abuse against them. Contact…
Older California Couple Files Elder Exploitation Lawsuit Against Schwab, Bank of America, & Unchained Trading Plaintiffs Lost Over $18.5M in Cryptocurrency Scam Two older investors have filed an elder exploitation lawsuit accusing Bank of America, Charles Schwab, and Unchained Trading of failing to protect them from a scam that cost them…
Did You Suffer Investor Losses While Working With Cetera Broker Colin Kelty? Our Chicago Financial Advisor Negligence Attorneys Are Investigating Shepherd Smith Edwards and Kantas (investorlawyers.com) is speaking to investors who sustained losses while working with Illinois broker Colin Christy Kelty, who has been a registered representative with Cetera Investment Services…
Houston, TX Elder Financial Abuse Lawyers are Representing Older Investors & Their Families Against Broker-Dealers and Investment Advisers Elder financial abuse is what happens when an older senior becomes the victim of financial exploitation. The perpetrator can be a friend, a relative, a caretaker, or even an unscrupulous financial professional. At Shepherd…
Shepherd Smith Edwards and Kantas FINRA Arbitration Attorneys Secures $100,000 FINRA Arbitration Award Against TDAmeritrade Our Client, An Older Investor, Was Defrauded By Scammers Through His Accounts With TDAmeritrade, now Charles Schwab & Co. Our Texas elder financial abuse attorneys are pleased to announce that we have obtained a roughly $100,000 FINRA…
Barred Brokers May Still Pose A Risk To Investors Many Find Ways To Keep Working As Financial Advisors Despite Industry Expulsion According to a Financial Advisor IQ article, hundreds of brokers who have been barred by the Financial Industry Regulatory Authority (FINRA) continue to find ways to stay in business even…
Commonwealth Financial Network Ordered To Pay $93.3M Over Mutual Fund Revenue Sharing SEC Alleged Breach of Fiduciary Duty When Firm Recommended Mutual Fund Shares That Paid It Fees Earlier this year, Commonwealth Financial Network was ordered to pay $93.3M in a breach of fiduciary duty lawsuit filed by the US Securities…
Oregon Alternative Investment Lawyers Our Portland, OR Investor Loss Recovery Law Firm Works Is Here To Fight For You For over 30 years, Shepherd Smith Edwards and Kantas Oregon Alternative Investment Lawyers (investorlawyers.com) has helped clients to recoup the losses they sustained in alternative investments that may have been unsuitably…
Did Aegis Capital Cause Investors To Lose At Least $5B? Broker-Dealer Accused of Underwriting Questionable Stock Offerings Shepherd Smith Edwards and Kantas (investorlawyers.com) are continuing to investigate allegations that Aegis Capital may have cost investors billions of dollars in its role as the underwriter of stocks of small companies that…