When Brokers Allegedly Unsuitably Recommend Non-Traded REITs To Investors Our Broker-Dealer Negligence Lawyers Are Investigating Potential Pacific Oak Strategy Opportunity REIT Losses Placing your trust in a broker to properly handle your funds is a big decision. You are relying on a financial professional to take care of your money…
Why KBS Growth & Income REIT Investors May Want To Speak With A Savvy Non-Traded Real Estate Investment Trust Loss Lawyer KBS REIT Discloses Liquidation Plans If you sustained losses in KBS Growth & Income REIT, Shepherd Smith Edwards and Kantas (investorlawyers.com) can help you determine whether you have grounds…
Are You a Latin America Retiree Who Suffered Northstar Financial Services (Bermuda) Investor Losses? Our Northstar (Bermuda) Lawyers Represent International Investors Against US-Based Brokerage Firms Whether you are a Latin American investor who is a US resident or one who lives abroad if your brokerage firm unsuitably recommended and sold…
Why Older Investors Suffering From Dementia Are Vulnerable To Broker Fraud Barred Fifth Third Securities Financial Advisor Is Accused of Elder Financial Abuse Our skilled Elder Financial Abuse lawyers represent older investors in pursuing damages from the brokers and investment advisors whose actions caused them to sustain serious investment losses.…
Broker-Dealers May Have Unsuitably Sold This Risky Investment To Retail Customers and Retirees If your broker recommended that you purchase shares in Atlas Growth Partners, LP, you may be able to file a Financial Industry Regulatory Authority (FINRA) arbitration claim against the broker-dealer. Unfortunately, according to the limited partnership’s filings…
When Your Financial Advisor Fails To Act In Your Best Interests Your registered broker-dealer owes you a fiduciary obligation to act in your best interests. Unfortunately, this doesn’t always happen. Instead, your financial advisor might have unsuitably recommended an investment or trading strategy that was too risky for your risk…
Customers Were Sold Private Equity Shares By Ex-Georgia Broker and Southport Capital Investment Adviser John Woods A Financial Industry Regulatory Authority (FINRA) arbitration panel in Atlanta has ordered Oppenheimer & Co. to pay several investors $36.7M in the wake of losses sustained in the alleged $110M Horizon Private Equity III…
You May Be The Victim of a $58M Ponzi Scam More than one year after the US Securities and Exchange Commission (SEC) filed a civil lawsuit against deeproot Funds and its owner Robert J. Mueller accusing them of running an alleged $58M Ponzi Scam that defrauded nearly 300 investors, these…
Shepherd, Smith, Edwards, and Kantas Has Been Fighting For Investors for Over 30 Years If you are an investor looking to pursue financial recovery for your investment losses caused by unsuitable investment recommendations, misrepresentations and omissions, unauthorized trading, or other grounds, there is a very good chance that you signed…
Our Houston Securities Attorneys and Investment Fraud Attorneys Can Help You Explore Your Legal Options Beginning August 26, 2022, the Financial Industry Regulatory Authority (FINRA) has barred former Morgan Stanley broker Doug Marshall McKelvey. The decision comes after the ex-Texas financial advisor refused to provide the information requested by the…