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Our GWG L Bond Loss Lawyers at SSEK Law Firm Continue to Pursue Brokerage Firms for Investment Fraud

What You Should Know if You Invested in GWG L Bonds If you are someone whose financial advisor recommended that you invest in GWG Holdings L Bonds, by now you likely know that the alternative asset firm has filed for Chapter 11 bankruptcy protection despite owing you and thousands of…

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SSEK Law Firm Wins More than $468,000 UBS YES Award for North Carolina Couple

Third Yield Enhancement Strategy Investors Award for Seasoned Securities Fraud Law Firm Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) is thrilled to announce that on September 1, 2022, a Financial Industry Regulatory Authority (FINRA) arbitration panel ordered UBS Financial Services (UBS) to pay $468,126 to two customers…

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Did LightPath Capital and Its Broker Paul Getty, Also of First Guardian Group in San Jose, CA, Sell You Private Placement Shares in Skyloft Austin

Our Skyloft Austin Investment Loss Lawyers Represent Investors in Recouping Their Losses If you are a Skyloft Austin investor, you may be grappling with the losses you suffered in this real estate private placement deal that you were led to believe would earn you regular dividends while also providing you…

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Are You A Retiree or Senior Investor Who Has Lost Your Life Savings Due To Stockbroker or Advisor Negligence?

Why You Should Contact A Seasoned Retirement Loss Attorney Right Away Unfortunately, retirees and older investors are especially vulnerable to significant investment losses. This is why it is so important that your broker only markets products or investment strategies to you that are suitable for you given your investing profile,…

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Massachusetts Fines MML Investors Services $250K For Failing to Supervise Ex-Broker Charles Evan

State Securities Regulator Seeks to Ban Former Capital Planning Group Investment Adviser  Massachusetts securities regulator William Galvin has fined MassMutual broker-dealer subsidiary MML Investors Services $250K for its alleged failure to supervise its former registered representative Charles Jonathan Evan. The ex-Wellesley, MA broker is also a former registered investment adviser…

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Investor Redemptions in Legion Strategies from Skybridge Capital Are Suspended

Broker-Dealers May Have Not Fully Apprised Hedge Fund Investors of the Risks  According to Bloomberg, sources report that on July 18, 2022, Legion Strategies suspended investor redemptions. The hedge fund is managed by Anthony Scaramucci’s Skybridge Capital. Scaramucci was a communications director for former US President Trump for eleven days…

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Texas Bankruptcy Judge Approves New Chapter 11 Financing Option for GWG Holdings

New Financing Package Is Still No Guarantee of Financial Recovery for 27,000 L Bond Investors The Texas Southern Bankruptcy Court has approved a new debtor-in-possession financing package for GWG Holdings. The alternative asset firm, which sold $1.6B of L Bonds to investors, filed for Chapter 11 bankruptcy protection in April…

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SSEK Law Firm Is Representing More Investors with GWG L Bond Claims Against Centaurus Financial

Retail Customers Are Each Requesting Up to Six Figures in Damages for Their Losses  Our GWG L Bond loss attorneys continue to file Financial Industry Regulatory Authority (FINRA) arbitration claims against Centaurus Financial because its affiliated brokers unsuitably marketed and sold L Bond to customers, including inexperienced investors and retirees.…

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UBS YES Customers of Houston Broker William Huthnance Are Pursuing $1.8M in Damages

Investors Allege Unsuitability and Misrepresentations Our UBS Yield Enhancement Strategy (UBS YES) investment loss attorneys are speaking with customers of UBS Financial Services broker William Word Huthnance in Houston, Texas. Huthnance, who has worked for 20 years in the industry, is accused of allegedly unsuitably recommending the firm’s risky iron…

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Former Clarity Capital Partners’ Kyle Chapman in Newport Beach Sold GWG L Bonds to Retail Customers

Irvine, CA Claimants Are Pursuing Up To $500K in Damages from American Trust Investment Services  Three Southern California investors have filed a six-figure Financial Industry Regulatory Authority (FINRA) arbitration claim against broker-dealer American Trust Investment Services over their GWG L Bond losses. The claimants, who are related, worked with former…

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