Customers of B Riley Wealth Management Financial Advisor Brian Sterz Filed Investment Loss Recovery Claims. Our Investor Lawyers Are Investigating Shepherd Smith Edwards and Kantas Investor Lawyers (investorlawyers.com) represents investors who sustained losses involving a B Riley financial advisor. This includes, most recently, a Miami investor who is suing the firm…
Did You Suffer Investor Losses in Healthcare Trust Inc.? REIT Rebrands With New Name National Healthcare Properties Inc. Shepherd Edwards and Kantas Healthcare Trust REIT Loss Attorney teams (investorlawyers.com) are speaking to investors who sustained losses in Healthcare Trust Inc. (HTI), which is now called National Healthcare Properties (NASDAQ: HTIA).…
Did You Suffer Investment Losses in the iCap Ponzi Scam? Our Regulation D Investor Loss Lawyers Can Help You Explore Your Legal Option Shepherd Smith Edwards and Kantas (investorlawyers.com) continues to investigate investor losses involving iCap investments that may have been unsuitably marketed and sold by broker-dealers and investment advisers. iCap is accused…
I’m An Investor. How Should I File A Securities Fraud Claim in the US? Our Skilled Securities Law Firm Can Help You Explore Your Legal Options Pursuing damages to recoup your investment losses caused by fraud or financial advisor misconduct can be a difficult process, which is why you need seasoned securities…
Kentucky Alternative Investment Fraud Lawyers From Our Lexington Securities Law Offices, Representing Investors Against Broker-Dealers and Investment Advisers If you are a Kentucky investor who sustained portfolio losses in any alternative investments that you suspect were unsuitably marketed and sold to you by a US financial advisor, Shepherd Smith Edwards and…
Stifel, Nicolaus & Co. Ordered To Pay Investors $2.35M Over Structured Note Losses This Latest FINRA Arbitration Award Again Involved Broker Chuck Roberts Once again, a Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered Stifel, Nicolaus, & Co. to pay investors who sustained structured product losses—callable structured notes, in…
Did You Suffer Leveraged ETF Losses While Working With Former Ameriprise Broker George Snyder IV? Our Exchange-Traded Fund Lawyers Can Help You Determine Whether Broker Misconduct Was A Factor While there is the potential for making huge gains with a leveraged exchange-traded fund (leveraged ETF), there is also the risk of…
Shepherd Smith Edwards and Kantas Is Investigating B Riley Investment Losses. Our Structured Product Fraud Lawyers Speaking To Investors To Explore Their Legal Options If you are an investor who sustained losses in a B Riley Financial-issued investment that was marketed and sold to you by your financial advisor, contact Shepherd Smith…
Did Investors Lose Money In T-Rex 2X Inverse Nvidia Daily Target ETF’s Stock Drop? Our ETF Loss Recovery Attorneys Are Investigating If you sustained losses after your financial advisor marketed and sold the T-Rex 2X Inverse Nvidia Daily Target ETF (BATS:NVDQ) to you, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. This exchange-traded fund (ETF)…
When Excessive Trading Violates Regulation’s Best Interest Broker-Dealer PHX Financial Accused of Costing Customers $1M According to the Financial Industry and Regulatory Authority (FINRA), excessive trading is what happens when a registered financial professional recommends a large number of trades that are not in line with a customer’s investing goals.…