Are You A Chinese Investor Who Suffered Losses in iCap Securities? Our Broker Fraud Law Firm Represents Non-US Citizens in Recouping Losses From US Brokerage Firms Shepherd Smith Edwards and Kantas Broker Fraud Law Firm (investorlawyers.com) is representing both US citizens and non-US citizens in recouping their losses involving iCap.…
Articles Posted in Featured Investigation
Unsuitable Trading Attorneys
When Unsuitable Trading Leads To Investor Losses Our Unsuitable Trading Attorneys Are Speaking To Former Customers of Ex-Merrill Lynch Broker Robert Gerstein The Financial Industry Regulatory Authority (FINRA) has suspended a former longtime Merrill Lynch financial advisor for allegedly recommending that some customers short-term trade their mutual fund shares and…
REIT Loss Attorneys
Are You An Investor Who Lost Money In Tuscan Gardens REIT? Ex-Florida Broker Sean Casterline Allegedly Unsuitable Marketed Private Placements Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing a South Carolina retiree in his broker fraud lawsuit against International Assets Advisory and its former registered representative Sean Donovan Casterline. The ex-Florida…
Margin Abuse Attorneys
Are You The Victim of Excessive Use Of Margin? Our Savvy Margin Abuse Attorneys May Be Able To Help If you suffered significant losses after your broker unsuitably recommended that you borrow or buy on margin, please contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. Using a margin account to…
L Bond Loss Lawyers
There is Still Time To Try To Recover Your GWG L Bond Losses California Brokers From Expelled Firm Ordered To Pay More Than $1M To Investor A Financial Industry Regulatory Authority (FINRA) arbitration panel recently awarded over $1 million in damage to a GWG L Bond investor. The three respondents in…
Denver Investor Loss Lawyers
Denver Investor Lawyers Our Colorado Investment Loss Recovery Law Firm Can Help You Determine Whether Financial Advisor Fraud Was Involved Portfolio losses can have life-altering consequences for an investor. From our securities law offices in Denver and Ridgway, CO, Shepherd Smith Edwards and Kantas (investorlawyers.com) represent Colorado investors in recouping the…
Broker Negligence Lawyers
Did You Suffer Investment Losses In Dutch General Life Insurance/Conservatrix? The Time To Sue Your Broker For Damages Is Now Earlier this month, Dutch General Life Insurance Company, doing business as Conservatrix, asked a North Carolina federal court to enforce an approximately $158 million award against embattled US billionaire Greg…
FINRA Lawsuit Attorney
Are You A Novice Investor Whose Broker Unsuitably Recommended GWG L Bonds? You May Be Able To Pursue Damages By Filing A FINRA Lawsuit If you are a GWG L bond investor who suffered serious losses in what is now believed to have been a classic Ponzi scam, please know that…
Annuity Fraud Law Firm
Are You A Retiree Who Suffered Serious Variable Annuity Losses? Investors File FINRA Lawsuit Seeking Up To $1M In Damages from Ameriprise Financial For years the Financial Industry Regulatory Authority (FINRA) has been cautioning brokers against selling variable life insurance to retirees. The self-regulatory organization (SRO) has even said that…
New York FINRA Lawyer
Our FINRA Lawyers Continue To Investigate Investor Losses Involving Ex-RBC Capital Markets Broker Brian Wurdemann Working With A Trusted Broker Fraud Law Firm Can Maximize Your Chances For Financial Recovery For the past two years, Shepherd Smith Edwards and Kantas (investorlawyers.com) has been looking into claims of losses involving investors…