FINRA Arbitration Panel Orders Stifel Financial To Pay $132.5M to Claimants Over Structured Note Losses This Is The Latest Investment Award Involving Customers of Star Stifel Broker Chuck Roberts In what is being called the largest retail investor arbitration award, a Financial Industry Regulatory Authority (FINRA) arbitration panel is ordering…
Are You An Investor Who Suffered Losses In Cantor Fitzgerald Income Trust? Our Non-Traded REIT Loss Attorneys Are Exploring Unsuitable Investment Recommendations Shepherd Smith Edwards and Kantas Non-Traded REIT Loss Attorneys (investorlawyers.com) is investigating losses involving Cantor Fitzgerald Income Trust Inc. and the brokerage firms that may have inappropriately marketed…
Suing Broker-Dealers Who Breached Their Fiduciary Duty To Texas Investors Brokerage firms have a duty to properly oversee their registered representatives and their activities in customer accounts. When a failure to supervise allows or neglects to prevent broker fraud from happening, an investor who suffers losses as a result may be able…
Non-Traded REIT Losses May Be Grounds For a Broker Misconduct Case. Our Non-Traded REIT Fraud Attorneys Represent Investors In Pursuing Damages Shepherd Smith Edwards and Kantas Non-Traded REIT Fraud Attorneys (investorlawyers.com) represent investors who have sustained losses in non-traded real estate investment trusts (non-traded REITs) that were unsuitably recommended to them…
Are You An Investor Who Suffered Losses Due To Margin Blowout? Our Margin Abuse Attorneys Want To Talk To You If you are an investor who suspects that broker misconduct was a factor in your margin loss claim, contact Shepherd Smith Edwards and Kantas Margin Abuse Attorneys (investorlawyers.com) today. We…
Our Florida Unsuitability Law Firm Has Been Fighting for Investors For Over 30 Years The Shepherd Smith Edwards and Kantas Florida Unsuitability Law Firm (investorlawyers.com) represents Florida investors who sustained losses because of unsuitable investment recommendations by their brokerage firm or investment adviser. Contact our Tampa, FL unsuitability attorneys today so that we can…
Did Your Cova Capital Broker Unsuitably Sell You Private Placements? Contact Our Alternative Investment Loss Recovery Lawyers Today Shepherd Smith Edwards and Kantas (investorlawyers.com) is speaking to investors who sustained losses in private placement offerings that were sold to them by Cova Capital Partners. The broker-dealer was sanctioned by the Financial Industry…
Did You Sustain Losses In Starwood Real Estate Income Trust? You May Have Grounds For An Investor Lawsuit Against Your Broker-Dealer Shepherd Smith Edwards and Kantas Starwood REIT Loss Law Firm (investorlawyers.com) is working with investors who may have been unsuitably sold the Starwood Real Estate Income Trust (SREIT) by a…
HJ Sims Investors Who Suffered Losses Should Contact Our Broker Fraud Lawyers Today. Brokerage Firm May Have Defrauded Customers With Sale of Reg D Offerings Herbert J Sims (HJ Sims) is being investigated by Shepherd Smith Edwards & Kantas over allegations that its brokers sold unsuitable, perhaps even fraudulent proprietary private…
The SSEK New Orleans Overconcentration Law Firm is Representing Louisiana Investors Who Were The Victims of Broker Negligence or Fraud Shepherd Smith Edwards and Kantas (investorlawyers.com) are proud to represent investors from Bayou State who have been the victims of excessive concentration by their financial advisors. From our Metairie, LA securities law…