When Bad Brokers Scam Investors You May Be Able To File a FINRA Lawsuit For Damages Two former financial advisors have been sentenced to prison for bilking investors. Ex-Edward Jones broker Ronald Molo, who allegedly defrauded clients of around $800K, is sentenced to two years in prison and must pay over…
When Retirees Are Targeted By Brokers in Ponzi Scams Oppenheimer Must Pay Almost $14M Related to A$110M Scheme Run By Former Financial Advisor John Woods A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered Oppenheimer & Co. to pay five Florida retirees and two trusts nearly $14M in losses they…
For Northstar Financial Services (Bermuda) Investors The Time To Act Is Now Our Seasoned Annuity Investor Loss Attorneys May Be Able To Help You Go After Your Broker Nearly two and a half years after Northstar Financial Services (Bermuda) filed for bankruptcy protection, there has been no significant progress in…
When A Brokerage Firm Violates Investors’ Best Interests Through Alleged Misconduct FINRA Expels SW Financial For Allegedly Making Misrepresentations and Omissions The Financial Industry Regulatory Authority (FINRA) has expelled SW Financial following multiple alleged violations related to Regulation Best Interest (Reg BI). The self-regulatory organization (SRO) contends that between January…
When Broker Misappropriation Leads to Investor Losses Ex-Aegis Capital Financial Advisor Surage Roshan Perera Allegedly Stole $4M From Investor If you are an investor who suffered losses while working with former Aegis Capital broker Surage Roshan Perera, Shepherd Smith Edwards and Kantas (investorlawyers.com) would like to talk to you. Our…
When Oil and Gas Investment Fraud Lead To Financial Losses Contact Our Skilled Texas Oil and Gas Investor Loss Attorneys Today The US Securities and Exchange Commission (SEC) has filed a civil complaint against Clean Energy Technology Association Inc., Freedom Impact Consulting, LLC, and other defendants accusing them of raising $155M from more than…
Working With Southern California Investors To Recoup Their Losses Caused by Stockbroker Misconduct The team of San Diego CA Broker Fraud Attorneys at Shepherd Smith Edward and Kantas (investorlawyers.com), know that trusting a financial advisor to manage, grow, and keep your money safe is a big step. We also understand…
Did Your Broker Sell You Signature Bank Autocallable Notes? Our Broker-Dealer Negligence Lawyers Can Help You Explore Your Legal Options In March 2023, Signature Bank shuttered its doors. The Shepherd Smith Edwards and Kantas Structured Product Attorneys (investorlawyers.com) are speaking to investors whose financial advisors may have allegedly unsuitably recommended…
Are You A Senior Investor Who May Be The Victim of Annuities Fraud Our Savvy Annuity Loss Lawyers Are Representing Investors In Recouping Their Losses The team of Annuity Loss Lawyers at Shepherd Smith Edwards and Kantas (investorlawyers.com) is offering free, initial case consultations to those who have suffered significant…
Are You A Massachusetts Investor Whose Citizens Securities Financial Advisor Sold You Colorado Bankers Life Insurance Annuities? Our Annuity Investor Fraud Lawyers May Be Able To Help The team of Annuity Investor Fraud Lawyers at Shepherd Smith Edwards and Kantas (investorlawyers.com) are offering free, initial case consultations to Massachusetts investors…