When A Broker-Dealer’s Conflicts of Interest Costs Investors Money. Cabaret, Grant & Co. To Pay Over $6M For Purportedly Profiting From Recommending Certain Mutual Funds and Money Market Funds Over Others The US Securities and Exchange Commission (SEC) is ordering investment advisory and brokerage firm Cadaret, Grant & Co. to pay…
Florida Financial Advisor Fraud Attorneys From Our Tampa Law Office, We Represent Retail Investors, Retirees, High-Net-Worth Investors, and Institutions With so many investors from all walks of life living in Florida, it is important to know that our trusted Tampa financial advisor fraud law firm is here to help. Shepherd Smith…
New York Financial Advisor Fraud Lawyers From Our Buffalo Law Offices, Shepherd Smith Edwards and Kantas Is Dedicated To Fighting For NY Investors Choosing a broker or investment adviser to manage your money is an important decision to make, and one would hope that any financial professional would take the…
Our Mississippi Financial Advisor Fraud Attorneys Has Been Fighting For Investors Since 1990 Suffering investment losses can be devastating whether you are a retail investor, a high-net-worth sophisticated investor, or an institutional investor. At Shepherd Smith Edwards and Kantas (investorlawyers.com) we represent investors throughout Mississippi in recovering their portfolio losses…
Louisiana Financial Advisor Fraud Lawyers From Our New Orleans Law Offices, We Work With Investors To Recoup Their Investment Losses Shepherd Smith Edwards and Kantas (investorlawyers.com) work with individual and institutional investors throughout the state to help them obtain the financial recovery they are owed by financial advisors who have…
Are You The Victim of Stockbroker Negligence? Our Trusted Financial Advisor Negligence Attorneys May Be Able To Help When many people think of investor losses caused by broker misconduct they often assume that intentional wrongdoing was involved. However, that is not always the case. Unsuitable investment recommendations, misrepresentations and omissions,…