Houston Investor Sues Oak Harvest Financial Group Over Annuity Losses How Our Colorado Bankers Life Insurance Fraud Lawyers Can Help You A Texas investor has filed a seven-figure securities fraud lawsuit against registered investment adviser Oak Harvest Financial Group and its principal Troy Robert Sharpe. The plaintiff contends that the…
As Creditors GWG Holdings of Running A $1.6B Ponzi Scam, Investors Continue To File Broker Fraud Lawsuits Our Trusted Bond Loss Attorneys Are Helping Retirees, Older Investors, and Others Pursue Financial Recovery Nearly one year after GWG Holdings, Inc. filed for Chapter 11 bankruptcy, the allegations that the company was…
Colorado Bankers Life Insurance Annuity Investors May Be Able To File Broker Fraud Lawsuits Owner Greg Lindberg Faces More Criminal Charges Our annuity investment loss lawyers are continuing to help investors pursue damages from the brokerage firms that allegedly unsuitably recommended and sold them annuities issued by Colorado Bankers Life Insurance Company. The insurer,…
GWG L Bond Investors Still Have Time To Sue Their Brokers Over Their Losses Our Knowledgeable GWG Investment Loss Attorneys Can Help You Explore Your Legal Options Nearly one year after GWG Holdings, Inc. filed for Chapter 11 bankruptcy, L Bond investors who were sold $1.6B of these high-yield junk…
Are You a Latin America Retiree Who Suffered Northstar Financial Services (Bermuda) Investor Losses? Our Northstar (Bermuda) Lawyers Represent International Investors Against US-Based Brokerage Firms Whether you are a Latin American investor who is a US resident or one who lives abroad if your brokerage firm unsuitably recommended and sold…
An Update for Northstar Financial Services (Bermuda) Investors Our Trusted Annuity Fraud Lawyers Continue to Pursue Brokerage Firms Over Investment Losses In a February 3 letter, Northstar Financial Services (Bermuda) Ltd. (in Liquidation) notified shareholders that the substantive hearing of the Segregation Application will occur from April 24 to May…
Our Skilled Annuity Fraud Lawyers Represent Northstar Financial Services (Bermuda) Investors Mexico Investors File FINRA Lawsuit Accusing Truist Investment Services of Overconcentration Once again, Shepherd Smith Edwards and Kantas (investorlawyers.com) have filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against Truist Investment Services over losses suffered by investors in…
Our GWG Investor Loss Attorneys May Be Able To Help You Investors File FINRA Lawsuit Seeking Up to $5M from NI Advisors Shepherd Smith Edwards and Kantas (investorlawyers.com) is continuing to sue the brokerage firms that sold GWG L Bonds to investors. Most recently, this involved two securities fraud claims…
SSEK Ponzi Fraud Lawyers What Should You Do If You Suffered Losses in This Alleged $110M Investment Fraud? More than 400 investors have suffered losses in the alleged Horizon Private Equity Ponzi Scam involving ex-Oppenheimer & Co. broker John Woods. A few months ago, a Financial Industry Regulatory Authority panel…
蒙受损失的ARKK投资者可联系投资者损失律师 Shepherd Smith Edwards & Kantas LLP 2022-11-04 07:00 1668 分享到： Cetera和其他经纪商目前正面临客户对ETF投资者损失索赔 休斯顿2022年11月4日 /美通社/ — Ark Innovation Exchange-Traded Fund（ARKK）的投资者对他们的损失感到无比惊讶。根据消息来源，其ETF今年截至目前的跌幅超过55%，跑输广泛市场。这种基金的结构复杂，已证明极具风险性和波动性。同时，这种基金属于非多元化，近50%的资产仅投资于10家公司。 遗憾的是，多家经纪公司可能将这一交易所交易基金出售给经验不足的投资者，这些投资者或者风险承受能力差，或者缺少能够应对变化、减少投资影响的资产组合。我们的交易所交易基金投资者损失律师代表金融行业监管局（FINRA）的索赔方，针对Cetera Investment Services和其他向他们营销和出售Ark Innovation ETF的经纪商提出索赔。 中国投资者提交了7位数的FINRA仲裁索赔，指控证券欺诈 Shepherds Smith Edwards and Kantas对Cetera Investment Services及其位于加利福尼亚州圣马特奥的财务顾问Weina Hou提起FINRA诉讼。索赔人是一名中国投资者，她表示她的Cetera经纪商不仅不当推荐了Ark Innovation ETF，使其在这一结构化产品中过度聚集了数十万美元，而且还进行虚假陈述这一交易所交易基金属于低风险投资机会并进行兜售。 这名索赔人此前没有投资经验，不精通英语，并且乐于将资金安全投资于可转让定期存单。Cetera的经纪商Weina Hou与她联系，用中文进行沟通，宣称兜售能给她带来更大回报且无需承担更多损失风险的投资项目。相反，Hou开始推荐高风险的结构化基金。 在我们的专家FINRA仲裁律师的帮助下，这位投资者正在向ETE和Hou寻求高达100万美元的损害赔偿。 联系我们知识丰富的Ark Innovation ETF投资者损失律师 Shepherds Smith Edwards and Kantas的ETF投资者损失律师帮助包括外国国民在内的数千名投资者弥补了因其美国经纪公司的金融顾问实施经纪欺诈或疏忽而所造成的损失。多年来，我们为客户寻回数百万美元的补偿。 如果您在Ark Innovation ETF中遭受重大损失，请立即联系我们的证券律师。 如需安排免费的无义务咨询，请立即致电(866) 901-4162。 消息来源：Shepherd…