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Articles Posted in RD Capital Group

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FINRA Orders RD Capital Group and Its President to Pay $1 Million for Fraudulent STRIPS Markups

The Financial Industry Regulatory Authority says that RD Capital Group, based in Puerto Rico, and its president Ramon Luis Dominguez have agreed to pay $950,000 in restitution plus interest to three clients over fraudulent and excessive markups involving the sale of U.S. Treasury Separate Trading of Registered Interest and Principal…

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