Customers of Berthel Fisher Sought $32.1M in Damages From Brokerage-Dealer Our Experienced Alternative Investment Fraud Lawyers Are Investigating Investor Losses According to the yearly audited financial statement submitted by Berthel Fisher to the US Securities and Exchange Commission (SEC) in March, the broker-dealer concluded 2022 with about $32.1M in pending…
GWG L Bond Investors Still Have Time To Sue Their Brokers Over Their Losses Our Knowledgeable GWG Investment Loss Attorneys Can Help You Explore Your Legal Options Nearly one year after GWG Holdings, Inc. filed for Chapter 11 bankruptcy, L Bond investors who were sold $1.6B of these high-yield junk…
Investor Losses Caused By Investment Fraud Are Not Your Fault One of the more common questions that investors ask us is whether there is anything they could have done to protect themselves from becoming the victim of investment fraud. But many times, financial advisor misconduct can be hard to identify let…
Are You a Latin America Retiree Who Suffered Northstar Financial Services (Bermuda) Investor Losses? Our Northstar (Bermuda) Lawyers Represent International Investors Against US-Based Brokerage Firms Whether you are a Latin American investor who is a US resident or one who lives abroad if your brokerage firm unsuitably recommended and sold…
Registered Investment Advisors (RIAs) Our Trusted RIA Investment Advisor Loss Lawyers Represent Investors If you have suffered investor losses that you suspect may have been caused by the negligence or misconduct of your registered investment advisor, Shepherd Smith Edwards and Kantas (investorlawyers.com) may be able to help. We represent retail…
Is Your Broker Responsible for Your Institutional Investor Fraud Losses? How Our Seasoned Institutional Investment Attorneys Can Help Shepherd Smith Edwards and Kantas (investorlawyers.com) represent institutional investors against their broker-dealers in pursuing damages for losses sustained due to broker negligence or fraud. Determining whether you should sue your brokerage firm…
Seasoned GWG L Bond Investor Loss Attorneys Filing Your Own Individual FINRA Lawsuit Maximizes Your Chances for Full Financial Recovery Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing investors who have suffered serious losses in GWG L Bonds against their broker-dealers. Unfortunately, a slew of regional brokerage firms appear to…
Some Investors Are Paying The Price for Conservation Easements As Regulation D Private Placements Experienced Private Placement Investor Loss Lawyers Can Help If you are an investor whose brokerage firm recommended that you invest in conservation easements as Regulation D private placements, and you’ve since been informed that you are…
$500M of This Risky Private Placement Investment May Have Been Sold By Brokerage Firms More than two years after the US Securities and Exchange Commission (SEC) announced that it had filed an emergency action against Complete Business Solutions (d/b/a Par Funding), many of those who collectively invested up to $500M…
Secured Income Group Investors May Be Victims of Alleged $100M Investment Fraud If you are someone who invested in Secured Income Group, you may be reeling from the news that in September 2022, the US Securities and Exchange Commission (SEC) filed civil charges accusing the real estate investment company, its…