Secured Income Group Investors May Be Victims of Alleged $100M Investment Fraud If you are someone who invested in Secured Income Group, you may be reeling from the news that in September 2022, the US Securities and Exchange Commission (SEC) filed civil charges accusing the real estate investment company, its…
What Are Common Types of Investment Fraud and How Can Our Broker Misconduct Attorneys Help? Every day, there are financial scammers out there looking to steal money from unsuspecting investors. Some of these fraudsters are registered brokers using the legitimacy of their profession and the brokerage firms they are employed…
What Should You Do If You Suspect That You Were The Victim of Investment Fraud or Negligence by Your Broker? Our Investor Lawyers At Shepherd Smith Edwards and Kantas May Be Able To Help If you are an investor who lost money because your financial advisor committed broker fraud or…
What Are Common Signs of Investment Fraud and How Can Our Investor Attorneys Help? Red Flags May Help Identify When You Have Become The Victim of Fraudulent Activities If you are someone who has suffered significant losses to your investment or retirement funds, it is important that your financial advisor…
Ex-Wells Fargo Clearing Services Advisor Allegedly Misappropriated Funds from Elderly Investors Mario Everildo Rivero is charged with two counts of wire fraud, one count of securities fraud, and one count of investment advisor fraud. He was arrested on March 14, 2022. The ex-Wells Fargo Clearing Services broker is accused of…
Ex-Florence Capital Advisors Principal is Accused of Breach of Fiduciary Duty Old City Securities registered representative Gregory Alain Hersch is accused of negligence, breach of fiduciary, misrepresentations, and other claims. In one investor fraud case, the customer is seeking up to $1.4M in damages. Hersch, who is based out of…
Financial Advisor in Ludlow, Massachusetts is Named in Two Pending Customer Disputes Joseph Anthony Leonczyk, a Commonwealth Financial Network registered representative, is currently named in two pending customer disputes in which the claimants allege that he unsuitably recommended that they invest in FS Energy and Power Fund (FSEP), FS KKR…
Retail Investors Make Stock Market History The week of January 25, 2021, saw a remarkable market event where retail investors bid up the price of a handful of stocks in an attempt to force a “short-squeeze” on major Wall Street hedge funds. When an investor “shorts” a stock, which is…
Florida-Based Financial Management Company Employee Allegedly Stole Money Albertín Aroldis Chapman de la Cruz, the star relief pitcher for the New York Yankees, has filed an investment fraud lawsuit against Pro Management Resources and several individuals. The financial management and tax planning company reportedly has also been serving as Chapman’s…
New York Stockbroker is Named in Multiple Customer Disputes If you suffered substantial losses from investments recommended to you by Spartan Capital Securities broker Joseph Kelly, you may have grounds for filing a Financial Industry Regulatory Authority (FINRA) arbitration claim to recover your losses. Kelly, who is based in New…