Customers of B Riley Wealth Management Financial Advisor Brian Sterz Filed Investment Loss Recovery Claims. Our Investor Lawyers Are Investigating Shepherd Smith Edwards and Kantas Investor Lawyers (investorlawyers.com) represents investors who sustained losses involving a B Riley financial advisor. This includes, most recently, a Miami investor who is suing the firm…
Did Your Broker Unsuitably Recommend Hatteras Investment Partners Funds? Shepherd Smith Edwards and Kantas Investment Loss Recovery Lawyers Are Investigating Broker-Dealers For Negligence If you suffered losses in a Hatteras Investment Partners Fund, Shepherd Smith Edwards and Kantas Investment Loss Recovery Lawyers (investorlawyers.com) want to talk to you. We have reason…
Merrill Lynch and Harvest Volatility Management To Pay $9.3M Over CYES Strategy SEC Alleges That Investors Ended Up Losing Money and Paid Higher Fees According to the US Securities and Exchange Commission (SEC), Merrill Lynch and Harvest Volatility Management have consented to pay a combined $9.3M penalties and disgorgement to…
Texas Couple Sues Independent Financial Group Over GWG L Bond Losses. Our GWG Investment Loss Recovery Lawyers Are Representing These Claimants In Their Six-Figure FINRA Lawsuit Another two investors who suffered serious losses in GWG Holdings are filing a broker-dealer misconduct case. The claimants, two Texas investors, are seeking up to $500K in…
New Jersey Widow Sues Cambridge Investment Research Over Alternative Investment Losses Elderly Investor Seeks Up to $500K For LJM Preservation and Growth Fund, FS Energy & Power Fund, Highlands REIT, InvenTrust PPTYS, and Other Losses If you suffered losses in alternative investments that were recommended by your financial advisor, contact…
Did Former Dempsey Lord Smith Broker Arni Diamond Sell You GWG L Bonds? Our Skilled Investment Investment Loss Recovery Lawyer Team Wants To Talk To You Shepherd Smith Edwards and Kantas (investorlawyers.com) are continuing to investigate claims of losses by those who worked with former financial advisor Arni Jay Diamond.…
Chinese Investors File Northstar (Bermuda) Lawsuit For Over $5 Million Against Cetera. Our Northstar Bermuda Loss Attorneys Represent Foreign Nationals in The US and Abroad Against Broker-Dealers In our latest Northstar Financial Services (Bermuda) loss lawsuit against Cetera Investment Services, Shepherd Smith Edwards and Kantas (investorlawyers.com) are representing two Chinese citizens, one…
Denver Investor Lawyers Our Colorado Investment Loss Recovery Law Firm Can Help You Determine Whether Financial Advisor Fraud Was Involved Portfolio losses can have life-altering consequences for an investor. From our securities law offices in Denver and Ridgway, CO, Shepherd Smith Edwards and Kantas (investorlawyers.com) represent Colorado investors in recouping the…
Did Emerson Equity Broker Tony Barouti Sell You GWG L Bonds? The Investment Broker Fraud Law Firm of Shepherd Smith Edwards and Kantas Is Continuing To Investigate Investor Losses If you are an investor who suffered losses in GWG Holdings L Bonds, please contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today.…
Did Your Broker Sell You ICap Northwest Opportunity & Income Fund Private Placements? Our Investment Loss Recovery Attorneys Can Help You Explore Your Legal Options In March 2023, ICap Northwest Opportunity Fund CEO announced to investors that it would be suspending interest payments. Clearly this is bad news for ICap…