What Can You Expect When You Hire Our Seasoned Securities Litigation Lawyers? With over 30 years representing investors, Shepherd Smith Edwards and Kantas (investorlawyers.com) offer unparalleled experience in securities litigation while providing personalized attention to each of our clients. We work with retail investors, retirees, accredited investors, wealthy investors, and…
Former Ameriprise Financial Advisor is Named in Five Pending Customer Disputes James William Dunn, an ex-stockbroker and investment advisor in Vienna, VA with Ameriprise Financial Services, is under scrutiny over losses suffered by customers. He is currently named in five customer disputes in which the damages sought range from six-…
Ex-Mesa, Arizona Financial Advisor Has Been Named in Multiple Customer Disputes Ex-Raymond James broker, Guilford Ward Nergard, is facing at least one still pending customer dispute in which the claimant is alleging unauthorized trading. This is not the only time that Nergard has been accused of broker misconduct. He was…
Capstone Financial Investment Advisor Barred By FINRA David John Melilli, an ex-Cambridge Investment Research stockbroker, was barred by FINRA beginning November 8th, 2021. This came in the wake of allegations that he traded in multiple clients’ accounts without written authorization. This included trading in the account of one deceased person. …