Suing Broker-Dealers Who Breached Their Fiduciary Duty To Texas Investors Brokerage firms have a duty to properly oversee their registered representatives and their activities in customer accounts. When a failure to supervise allows or neglects to prevent broker fraud from happening, an investor who suffers losses as a result may be able…
Representing Northstar (Bermuda) Investors From Latin America, Central American, and South America. Our Annuity Fraud Lawyers Work With International Investors In Pursuing Damages From US-Based Brokerage Firms Shepherd Smith Edwards and Kantas Annuity Fraud Lawyers (investorlawyer.com) continue to represent investors whose US broker unsuitably marketed and sold them annuities in the now-bankrupt…
UBS Financial Services Ordered To Pay $92.2M in Damages To Investors Over Short Sale of Tesla Shares. High-Yield Trading Strategy Was Unsuitable Recommendation By UBS Broker Andrew Burish, Says FINRA Arbitration Panel A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered UBS Financial Services (UBS) To Pay $92.2M in damages to investors…
Did You Suffer Investment Losses While Working With UBS Broker Thomas Jenkins? Our Houston Broker Negligence Law Firm is Here To Help Shepherd Smith Edwards and Kantas (investorlawyers.com) is investigating claims of losses involving UBS Financial Services broker Thomas Jenkins. The Houston, TX financial advisor was recently accused of negligence and breach…
Retail Investors Were Defrauded by Fired Western International Securities Broker Christopher Booth Kennedy, Alleges SEC . Former Financial Advisor Agrees to Pay Over $2.1M To Settle Regulator’s Fraud Lawsuit If you are an investor who suffered losses while working with ex-Western International Securities stockbroker Christopher Booth Kennedy, contact Shepherd Smith Edwards…
Retiree Widow Files Six-Figure GWG L Bond Loss Recovery Lawsuit Against Ni Advisors. California Financial Advisor Sui-Hock Goy Is Accused of Negligence And other Misconduct Shepherd Smith Edwards and Kantas L Bond Loss Recovery Lawyers (investorlawyers.com) are representing another claimant who is suing brokerage firm Ni Advisors over their GWG L Bond losses. This…
Are You An Investor Who Suffered Hatteras Investment Partners Fund Losses? You May Have Been The Victim of Unsuitability or Other Broker Misconduct If you sustained losses in one of the following Hatteras Investment Partners Funds, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today to schedule your free, initial case…
SmartStop Self Storage REIT Investors May Want To Explore Their Legal Options. Our Seasoned Non-Traded REIT Loss Law Firm Are Here To Help Determine Whether You Have Grounds For A Broker Fraud Case Shepherd Smith Edwards and Kantas (investorlawyers.com) continue to investigate whether investors who have sustained losses in SmartStop Self…
Shepherd Smith Edwards & Kantas Wins Six-Figure Award For Retiree Against Citizens Securities Over CB Life Annuity Losses Our Annuity Fraud Lawyers Represented This Investor in FINRA Arbitration Shepherd Smith Edwards & Kantas (investorlawyers.com) is pleased to announce that a FINRA arbitration panel has awarded $152,382.41 in compensatory damage to…
Mississippi Alternative Investment Fraud Law Firm. Our Gulfport, MS Investor Lawyers Are Here To Fight For You Losing money due to investment fraud is never easy. It can be especially disturbing to find out that your portfolio losses could have been avoided were it not for broker misconduct or negligence. At…