UBS To Pay Over $1.4B For Selling Mortgage-Backed Securities Broker-Dealer Held Accountable For Allegedly Negligent Sales Practices The US Department of Justice announced that UBS AG consented to pay $1.435B in penalties to settle claims accusing the financial firm of making misrepresentations when it sold residential mortgage-backed securities (RMBS) in 2006 and 2007. This…
What Should I Do If My Broker Made Misrepresentations About My Investment and I Lost Money? SEC Orders Titan To Pay $1M Over Ad That Used Hypothetical Returns In its first enforcement action related to a new marketing rule involving hypothetical-performance ads, the US Securities and Exchange Commission (SEC) is…
Mexico Institutional Investor Sues Ocean Financial Services For Northstar (Bermuda) Losses Our Annuity Investment Loss Lawyer Teams Represent Individuals and Institutions in Recouping Damages From Brokerage Firms An institutional investor from Mexico is seeking up to $500K in damages from Ocean Financial Services. The claimant—a family foundation—worked with broker Maria…
Can I Get my Investment Losses Back? Our Broker Fraud Lawyers May Be Able To Help Not all investment losses warrant grounds for financial recovery. Some investor losses can happen and no wrongdoing was involved. However, if your stockbroker made an unsuitable investment recommendation, withheld key information about a financial…
Are You or Someone You Love A Victim of Elder Financial Exploitation By Your Broker? Our Elder Financial Exploitation Attorney Team May Be Able To Help According to a 2020 AARP Public Policy Institute study, older investors lose $3B a year to elder financial fraud. The perpetrator may be a…
Another Chinese Investor Sues Cetera Over Northstar Financial Services (Bermuda) Losses. Our Annuity Loss Lawyers Continue To File Broker Fraud Lawsuits For Foreign Nationals in Asia and Latin America Once again, the Annuity Loss Attorneys at Shepherd Smith Edwards and Kantas (investorlawyers.com) have filed an annuity fraud lawsuit against Cetera Investment…
Fired Oppenheimer Broker Zachary Taylor Under Scrutiny Following Unauthorized Trading Allegations Our Skilled California Broker Negligence Attorneys Are Investigating Investor Losses Involving This Newport Beach Financial Advisor If you suffered significant losses while working with former Oppenheimer stockbroker Zachary Ellis Taylor, please contact Shepherd Smith Edwards and Kantas team of…
I’m A GWG L-Bond Investor. How Can I Recoup My Losses? Our High-Yield Bond Fraud Lawyers Continue To Sue Brokerage Firms For Claimants More than one year after GWG Holdings filed for bankruptcy, L-Bond investors are still fighting to recoup their losses. Shepherd Smith Edwards and Kantas Bond Fraud Lawyers (investorlawyers.com) are representing…
Florida Investor Loss Lawyers Our Tampa Broker Fraud Law Firm May Be Able To Help You Recoup Damages With the number of investment-related scams reportedly growing—the Federal Trade Commission said that consumers lost more money to investment fraud than any other category in 2022 (Comparitech estimates that figure to be…
Houston Investment Loss Recovery Law Firm Fighting For Texas Investors Against Their Broker-Dealers Since 1990 For over 30 years, Shepherd Smith Edwards and Kantas (investorlawyers.com) has represented investors throughout Lone Star State from both our Houston headquarters and our Dallas law office. We help retail investors, retirees, seniors, high-net-worth individual…