When Failure To Supervise Enables Broker Theft LPL Financial Fined $3M After Its Financial Advisors Steal From 13 Customers If your broker-dealer failed to identify and investigate red flags indicating possible misconduct or fraud by your financial advisor you may be able to hold them liable for your investment losses.…
Why CB Life Annuity and Northstar (Bermuda) Investors Should Explore Suing Their Broker Owner Greg Lindberg’s Money Woes, Along With Fraud Charges, Pile Up If you are an investor whose assets are frozen in Colorado Bankers Life Insurance, Southland Reinsurance Company, Northstar Financial Services (Bermuda), or another Greg Lindberg-owned insurance company, now…
Can International Investors Pursue Their Northstar (Bermuda) Losses From Cetera Investment Services? Chinese Investor Sues US-Based Broker-Dealer For Up to $500K in Damages If you are a foreign national who suffered losses after Cetera Investment Services or another US-based broker-dealer marketed and sold you Northstar Financial Services (Bermuda) investments, know…
When Seniors and Disabled Investors Are Defrauded By Their Brokers SEC Charges Ex-Centaurus Broker Joseph Michael Todd For Misappropriating $3M From Customers If you are an older or disabled investor who was the victim of broker fraud, you may be able to sue the broker-dealer for damages by contacting our…
International Investors May Be Able To Pursue Northstar (Bermuda) Losses From Broker-Dealers Japanese Retirees File Seven-Figure Broker Fraud Lawsuit Against Bankoh Investment Services If you are a non-US citizen whose broker-dealer sold you annuity and annuity-like investments in Northstar Financial Services (Bermuda), there is still time to explore your legal…
Shepherd Smith Edwards and Kantas Wins $953K FINRA Arbitration Award Against Crown Capital Securities Investors Suffered Losses in GPB, Non-Traded REITS, & Oil and Gas Shepherd Smith Edwards and Kantas (investorlawyers.com) are pleased to announce that a Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded two investors $953,364K in…
When High Returns May Be A Sign of Investment Fraud Our Trusted Broker-Dealer Fraud Lawyers Help Investors To Recoup Their Losses It can be exciting to make good money from investing, and high returns, especially, can be rewarding. However, there are instances when such returns can be a red flag…
What Should You Do If Your Broker Won’t Return Your Calls or Brushes Aside From Your Concerns Regarding Your Investments? Contact Our Knowledgeable Broker Negligence Attorneys Even if you are working with a registered financial advisor to manage and invest your money, this does not make you exempt from becoming…
Florida FINRA Attorneys From Our Tampa Securities Law Office, Shepherd Smith Edwards and Kantas Represent Florida Investors Against Brokerage Firms Suffering serious investment losses, especially when caused by brokerage firm misconduct or negligence, can be devastating. You entrusted your financial advisor to take care of your money and now you’ve…
How Can Our Non-Traded Securities Litigation Lawyers Help You Recover Your Investor Losses? For over 30 years, Shepherd Smith Edwards and Kantas (investorlawyers.com) has represented investors who have suffered serious losses in non-traded securities against their brokerage firms and financial advisors. Most recently, this has included either investigating and/filing Financial Industry…