International Investors May Be Able To Pursue Northstar (Bermuda) Losses From Broker-Dealers Japanese Retirees File Seven-Figure Broker Fraud Lawsuit Against Bankoh Investment Services If you are a non-US citizen whose broker-dealer sold you annuity and annuity-like investments in Northstar Financial Services (Bermuda), there is still time to explore your legal…
Shepherd Smith Edwards and Kantas Wins $953K FINRA Arbitration Award Against Crown Capital Securities Investors Suffered Losses in GPB, Non-Traded REITS, & Oil and Gas Shepherd Smith Edwards and Kantas (investorlawyers.com) are pleased to announce that a Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded two investors $953,364K in…
When High Returns May Be A Sign of Investment Fraud Our Trusted Broker-Dealer Fraud Lawyers Help Investors To Recoup Their Losses It can be exciting to make good money from investing, and high returns, especially, can be rewarding. However, there are instances when such returns can be a red flag…
What Should You Do If Your Broker Won’t Return Your Calls or Brushes Aside From Your Concerns Regarding Your Investments? Contact Our Knowledgeable Broker Negligence Attorneys Even if you are working with a registered financial advisor to manage and invest your money, this does not make you exempt from becoming…
Florida FINRA Attorneys From Our Tampa Securities Law Office, Shepherd Smith Edwards and Kantas Represent Florida Investors Against Brokerage Firms Suffering serious investment losses, especially when caused by brokerage firm misconduct or negligence, can be devastating. You entrusted your financial advisor to take care of your money and now you’ve…
How Can Our Non-Traded Securities Litigation Lawyers Help You Recover Your Investor Losses? For over 30 years, Shepherd Smith Edwards and Kantas (investorlawyers.com) has represented investors who have suffered serious losses in non-traded securities against their brokerage firms and financial advisors. Most recently, this has included either investigating and/filing Financial Industry…
Private Equity Fund Fraud and How Our Experienced Brokerage Firm Arbitration Lawyers Can Help What Is A Private Equity Fund? These are investment vehicles in which investors’ funds are pooled together and used by the fund to make investments. Private equity funds are closed-end funds and they are not listed…
Should You Sue Your Broker-Dealer Over Your Investor Losses From Morgan Stanley’s Covered Call Options Strategy? Broker-Dealer Ordered To Pay$11.5M After Losing FINRA Lawsuit A Financial Industry Regulatory Authority (FINRA lawsuit) arbitration panel has ordered Morgan Stanley to pay one investor $11.5M in damages over losses sustained by using a…
Recoup Your GPB Investor Losses in Securities Arbitration If you are an investor who suffered losses in GPB Capital Holdings, you may be able to sue your broker-dealer for unsuitably recommending these private placements that allegedly were part of a more than $1.7B Ponzi scam. Unfortunately, over 17,000 investors, including…
Reg D Securities Losses Can Be Caused by Broker Negligence Our Brokerage Firm Arbitration Lawyers Are Investigating Herbert J. Sims (HJ Sims) After Regulation D Offerings Fail Regulation D (Reg D) private placements are private securities offerings. These alternative investments are risky, often illiquid investments and exempt from having to register…