Did Your Broker Unsuitably Recommend Tingo Stock? SEC Charges Founder And Affiliates With Massive Scam Shepherd Smith Edwards and Kantas (investorlawyers.com) is speaking to investors of Tingo Group (TIO), Tingo International Holdings, and Agri-Fintech Holdings, as well as Nigerian operating subsidiaries Tingo Mobile Limited and Tingo Foods. The company’s CEO Mmobuosi Odogwu…
When Unsuitable Trading Leads To Investor Losses Our Unsuitable Trading Attorneys Are Speaking To Former Customers of Ex-Merrill Lynch Broker Robert Gerstein The Financial Industry Regulatory Authority (FINRA) has suspended a former longtime Merrill Lynch financial advisor for allegedly recommending that some customers short-term trade their mutual fund shares and…
Did Your Broker Unsuitability Recommend Alternative Investments? Our Skilled Broker-Dealer Negligence Lawyers Are Investigating Centaurus Financial Advisor Valentino Scott Alternative investments can be high-risk and they are generally unsuitable for most retail customers and conservative retirees. They also aren’t always suitable even for high-net-worth investors or accredited investors. A lot…
When Can You Hold Your Broker-Dealer Accountable for Investor Losses Caused by Unsuitability? Longtime Merrill Lynch Financial Advisor William King Resigns Following Allegations of Broker Misconduct Vero Beach, Florida broker William Worthen King has reportedly voluntarily resigned after 37 years as a Merrill Lynch registered representative. The move comes following…
When Broker-Dealer Supervisory Failures Don’t Protect Investors’ Best Interests Our Trusted Brokerage Firm Negligence Lawyers May Be Able To Help You Pursue Damages The Financial Industry Regulatory Authority (FINRA) is ordering two broker-dealers to pay penalties for compliance failures related to Regulation Best Interest (Reg BI). According to the self-regulatory…
Are You Wondering Whether Your Investor Losses Were Due To Financial Advisor Unsuitability? Customers of Ex-ProEquities Broker Adam Feierstein Allege Unsuitable Investment Recommendations If you suffered serious investor losses, you may be a victim of unsuitability involving your financial advisor. This typically involves a broker recommending a financial product or an investing…