Investor Sues HJ Sims Over Bond Losses with Help of SSEK Regulation D Private Placement Loss Lawyers Broker-Dealer May Allegedly Inflated Prices & Made Unsuitable Recommendations Involving Proprietary Private Placement Offerings In the wake of allegations that brokerage firm Herbert J. Sims (HJ) Sims may have negligently structured its Regulation D offerings…
San Diego Couple File Six-Figure GWG L Bond Lawsuit Against Infinity Financial Services And Broker Anna Marie Ocampo Lovell. Our California IL Bond Fraud Law Firm Are Representing This Older Couple Shepherd Smith Edwards and Kantas (investorlawyers.com) represent retail investors who have suffered losses in GWG Holdings. The alternative asset…
Shepherd Smith Edwards and Kantas Texas Misrepresentations and Omissions Lawyers Is Investigating Ex-BOK Financial Securities Broker Gihan Fernando Texas Stockbroker, Now With Cetera, Has 27 Customer Complaints On His CRD Record If you suffered investment losses while working with Houston, TX financial advisors Gihan Anil Fernando, Shepherd Smith Edwards and…
Dallas, Texas Financial Advisor Fraud Law Firm Representing Investors Over Losses Caused by Stockbroker Misconduct or Negligence Founded in 1990, Shepherd Smith Edwards and Kantas (investorlawyers.com) is proud to be one of the most recognized and well-respected financial advisor fraud law firms both in Texas and the United States. Led…
Florida Financial Advisor Fraud Attorneys From Our Tampa Law Office, We Represent Retail Investors, Retirees, High-Net-Worth Investors, and Institutions With so many investors from all walks of life living in Florida, it is important to know that our trusted Tampa financial advisor fraud law firm is here to help. Shepherd Smith…
Did HJ Sims Run A Reg D Private Placement Offering Scam? Our Skilled Alternative Investment Lawyers Are Investigating In an August 2022 Investor Bulletin, the US Securities and Exchange Commission’s (SEC) Office of Investor Education and Advocacy cautioned about the risks involving Regulation D private placements, which are exempt from the regulator’s…
HJ Sims Marketed Exclusive Private Placements For The “Elite” Investor Our Reg D Investment Attorneys Are Investigating Fraud Allegations In marketing collateral from 2020, brokerage firm Herbert J. Sims (HJ Sims) touted its private placements, most of them available only through the firm, as a way for sophisticated investors seeking “higher yielding” opportunities…
What Should You Expect When Filing A FINRA Lawsuit? Our Securities Arbitration Attorneys Represent Investors In Suing Their Brokers If you are an investor who is pursuing damages from your financial advisor, then you will likely have to file your claim in Financial Industry Regulatory Authority (FINRA) arbitration. It is similar to…
Latest Bankruptcy Filing Accuses iCap of Running A Ponzi Fraud. Our Reg D Investment Loss Recovery Lawyers Want To Help You Explore Your Legal Options According to Paladin, the restructuring company now overseeing iCap, the real estate investment firm was allegedly a Ponzi scam that defrauded investors. The Seattle Times reports that Paladin and…
High-Net-Worth Investors Were Allegedly Targeted By Barred J.P. Morgan Securities Broker Antoine Souma. Our Investor Loss Lawyer Teams Are Investigating If you suffered serious losses while working with former Beverly Hills financial advisor Antoine Nabih Souma, contact Shepherd Smith Edwards and Kantas Investor Loss Lawyer Teams (investorlawyers.com) During his 21 years…