Are You an Investor Who Suffered Losses in Callable Securities? FINRA Fines TD Ameritrade $500K for Making Omissions To Millions of Customers The Financial Industry Regulatory Authority (FINRA) announced that it has fined TD Ameritrade Clearing Inc. $500K for its failure to fully disclose information about callable securities (including preferred…
Are You The Victim of Broker Misappropriation? Financial Advisor Theft Isn’t Just A Crime It May Be Grounds for Filing a Securities Fraud Lawsuit For more than three decades, Shepherd Smith Edward and Kantas (investorlawyers.com) has represented investors against the bad brokers who have stolen their money and the broker-dealers…
Should Ashford Hospitality Trust Investors Be Worried? If You Suffered REIT Losses, Our Broker Negligence Lawyers Can Help You Explore Your Legal Options According to a Seeking Alpha article, Ashford Hospitality Trust, Inc. (NYSE: AHT) and its family of companies is among the “most dangerous” real estate investment trusts (REITs). Initially…
Oregon Broker Fraud Attorneys Our Trusted Portland, OR Securities Law Firm Represents Investors In Arbitration & Litigation If you are an Oregon investor and are wondering whether your portfolio losses were caused by the negligence or misconduct of your financial advisor, Shepherd Smith Edwards and Kantas (investorlawyers.com) can help you…
Are You Still Waiting To Recoup Your Losses In The Alleged GWG Ponzi Scam? Our Skilled Ponzi Fraud Lawyers Are Continuing to Sue Brokerage Firms On Behalf Of Investors Shepherd Smith Edwards and Kantas team of Ponzi Fraud Lawyers (investorlawyers.com) recently filed another three FINRA lawsuits over investor losses sustained…
Did You Suffer Portfolio Losses Because Of A Failure To Diversify? Our Skilled Overconcentration Attorneys Help Investors Pursue Financial Recovery Financial advisors should know the importance of properly allocating an investor’s funds among different kinds of financial products, asset classes, or market sectors. Seeing as all investments come with some…
Did Your Broker Unsuitability Recommend Alternative Investments? Our Skilled Broker-Dealer Negligence Lawyers Are Investigating Centaurus Financial Advisor Valentino Scott Alternative investments can be high-risk and they are generally unsuitable for most retail customers and conservative retirees. They also aren’t always suitable even for high-net-worth investors or accredited investors. A lot…
The Number of Broker Fraud Lawsuits Against Citizens Securities Over CB Life Annuity Losses Is Growing Our Trusted Annuity Loss Attorneys Represent Colorado Bankers Life Insurance Investors With tens of thousands of investors, including retirees, sustaining losses in Colorado Bankers Life Insurance annuities, the number of broker negligence lawsuits filed by…
What Should You Do If Your Citizens Securities Broker Sold You A Colorado Bankers Life Insurance Annuity? Speak With One Of Our Skilled Annuity Investor Loss Lawyer Today If you are someone whose assets remain frozen in a Colorado Bankers Life Insurance annuity, Shepherd Smith Edwards and Kantas (investorlawyers.com) can…
Mississippi Broker Fraud Attorneys Our Gulfport, MS Investor Loss Law Firm Has Helped Thousands To Recover Damages Any time you invest, you are always taking on some risk. As a matter of fact, it is a red flag if someone recommends an investment with the promise of zero risk of loss…