Shepherd Smith Edwards and Kantas Wins $953K FINRA Arbitration Award Against Crown Capital Securities Investors Suffered Losses in GPB, Non-Traded REITS, & Oil and Gas Shepherd Smith Edwards and Kantas (investorlawyers.com) are pleased to announce that a Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded two investors $953,364K in…
Why Colorado Bankers Life Insurance And Bankers Life Insurance Investors Should Continue To Explore Their Legal Options Greg Lindberg’s Proposal To Buy Policies From Investors Is Not A Guarantee of Financial Recovery Beleaguered insurer Greg Lindberg—the owner of Colorado Bankers Life Insurance, Bankers Life Insurance Company (BLIC), Northstar Financial Services (Bermuda), and…
For Northstar Financial Services (Bermuda) Investors The Time To Act Is Now Our Seasoned Annuity Investor Loss Attorneys May Be Able To Help You Go After Your Broker Nearly two and a half years after Northstar Financial Services (Bermuda) filed for bankruptcy protection, there has been no significant progress in…
When High Returns May Be A Sign of Investment Fraud Our Trusted Broker-Dealer Fraud Lawyers Help Investors To Recoup Their Losses It can be exciting to make good money from investing, and high returns, especially, can be rewarding. However, there are instances when such returns can be a red flag…
When Can You Hold Your Broker-Dealer Accountable for Investor Losses Caused by Unsuitability? Longtime Merrill Lynch Financial Advisor William King Resigns Following Allegations of Broker Misconduct Vero Beach, Florida broker William Worthen King has reportedly voluntarily resigned after 37 years as a Merrill Lynch registered representative. The move comes following…
Committed To Representing Investors Throughout Texas Since 1990 For more than 30 years, our savvy Dallas Broker Fraud Attorneys have zealously worked with retail investors, retirees, elderly investors, high-net-worth investors, and institutional investors in pursuing damages against their financial advisors whose misconduct or negligence caused them to suffer significant investment losses.…
When Broker-Dealer Supervisory Failures Don’t Protect Investors’ Best Interests Our Trusted Brokerage Firm Negligence Lawyers May Be Able To Help You Pursue Damages The Financial Industry Regulatory Authority (FINRA) is ordering two broker-dealers to pay penalties for compliance failures related to Regulation Best Interest (Reg BI). According to the self-regulatory…
When Bad Brokers Scam Investors You May Be Able To File a FINRA Lawsuit For Damages Two former financial advisors have been sentenced to prison for bilking investors. Ex-Edward Jones broker Ronald Molo, who allegedly defrauded clients of around $800K, is sentenced to two years in prison and must pay over…
When Retirees Are Targeted By Brokers in Ponzi Scams Oppenheimer Must Pay Almost $14M Related to A$110M Scheme Run By Former Financial Advisor John Woods A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered Oppenheimer & Co. to pay five Florida retirees and two trusts nearly $14M in losses they…
For Northstar Financial Services (Bermuda) Investors The Time To Act Is Now Our Seasoned Annuity Investor Loss Attorneys May Be Able To Help You Go After Your Broker Nearly two and a half years after Northstar Financial Services (Bermuda) filed for bankruptcy protection, there has been no significant progress in…