When A Brokerage Firm Violates Investors’ Best Interests Through Alleged Misconduct FINRA Expels SW Financial For Allegedly Making Misrepresentations and Omissions The Financial Industry Regulatory Authority (FINRA) has expelled SW Financial following multiple alleged violations related to Regulation Best Interest (Reg BI). The self-regulatory organization (SRO) contends that between January…
Are You A Retiree Whose Citizens Securities Broker Sold You Colorado Bankers Life Insurance Annuity? Our Trusted Senior Investor Fraud Lawyers May Be Able To Help You Recoup Your Losses Shepherd Smith Edwards and Kantas team of Senior Investor Fraud Lawyers (investorlawyers.com) are helping many of the investors who suffered…
Florida Broker Fraud Attorneys Our Trusted Tampa, FL Broker-Dealer Negligence Law Firm Represents Investors, Including Retirees Shepherd Smith Edwards and Kantas (investorlawyers.com) represent residents in The Sunshine State who have suffered losses caused by broker fraud or negligence. If you are a retiree, a retail investor, a high-net-worth investor, or…
Peakstone Realty Trust Investors May Have Reason To Be Wary Our Skilled REIT Investor Loss Attorneys Can Help You Explore Your Legal Options With Peakstone Realty Trust (NYSE: PKST), formerly Griffin Realty Trust, recently joining the New York Stock Exchange, and the dramatic reduction to the net asset value that its stock traded…
Houston Broker Fraud Attorneys Representing Investors in Greater Houston and the Surrounding Areas Against Brokerage Firms For over 30 years, our experienced Houston, TX broker misconduct lawyers have been fighting for investors throughout the state against the largest brokerage firms in the United States. Losing the money that you’ve invested is…
When Broker Misappropriation Leads to Investor Losses Ex-Aegis Capital Financial Advisor Surage Roshan Perera Allegedly Stole $4M From Investor If you are an investor who suffered losses while working with former Aegis Capital broker Surage Roshan Perera, Shepherd Smith Edwards and Kantas (investorlawyers.com) would like to talk to you. Our…
When Oil and Gas Investment Fraud Lead To Financial Losses Contact Our Skilled Texas Oil and Gas Investor Loss Attorneys Today The US Securities and Exchange Commission (SEC) has filed a civil complaint against Clean Energy Technology Association Inc., Freedom Impact Consulting, LLC, and other defendants accusing them of raising $155M from more than…
Working With Southern California Investors To Recoup Their Losses Caused by Stockbroker Misconduct The team of San Diego CA Broker Fraud Attorneys at Shepherd Smith Edward and Kantas (investorlawyers.com), know that trusting a financial advisor to manage, grow, and keep your money safe is a big step. We also understand…
Did Your Broker Sell You Signature Bank Autocallable Notes? Our Broker-Dealer Negligence Lawyers Can Help You Explore Your Legal Options In March 2023, Signature Bank shuttered its doors. The Shepherd Smith Edwards and Kantas Structured Product Attorneys (investorlawyers.com) are speaking to investors whose financial advisors may have allegedly unsuitably recommended…
Are You A Senior Investor Who May Be The Victim of Annuities Fraud Our Savvy Annuity Loss Lawyers Are Representing Investors In Recouping Their Losses The team of Annuity Loss Lawyers at Shepherd Smith Edwards and Kantas (investorlawyers.com) is offering free, initial case consultations to those who have suffered significant…