Illinois Couple Sue Ausdal Financial Partners Over GWG L Bond And Non-Traded REIT Losses High Commissions Paid To Brokers May Have Compelled Them to Disregard Investors’ Best Interests Shepherd Smith Edwards and Kantas (investorlawyers.com) are representing two investors in their broker fraud lawsuit against Ausdal Financial Partners. The claimants suffered…
Florida Investor Sues TD Ameritrade For Up to $5M. Our Skilled Margin Abuse Lawyers Are Representing This Claimant A Fort Lauderdale, Florida investor who got involved in options trading using TD Ameritrade’s platform has filed a seven-figure lawsuit against the broker-dealer. This claimant contends that margin abuse, including raising the margin requirement on one…
Shepherd Smith Edwards and Kantas Continue to Investigate HJ Sims Private Placement Losses. Our Skilled Regulation D investment Attorney Teams Are Here To Help You Explore Your Legal Options Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing investors who have sustained serious losses because Herbert J Sims (HJ Sims) marketed and sold them…
New York Investor Accuses National Securities Corp. and B. Riley Wealth Management of Broker Fraud Claimant’s Investment Loss Recovery Case Is Asking For Up To $1M A retiree has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against B. Riley Wealth Management and National Securities Corporation. The New York…
Sugar Land, TX Couple Files Seven-Figure REIT Fraud Lawsuit Against Centaurus Financial. Our Texas Alternative Investment Loss Lawyers Are Representing These Claimants A retired Texas couple is seeking up to $1,000,000 in damages from Centaurus Financial over losses they sustained in non-traded real estate investment trusts (non-traded REITs) and other alternative investments. The claimants contend…
New York Non-Traded REIT Fraud Attorneys. Fighting For NY Investors Who Suffered Unnecessary Losses Because of Broker Misconduct Whether you live in Manhattan or anywhere in The Empire State, if you sustained serious losses involving non-traded real estate investment trusts (non-traded REITs), Shepherd Smith Edwards and Kantas (investorlawyers.com) is the New York securities…
When A Broker-Dealer’s Conflicts of Interest Costs Investors Money. Cabaret, Grant & Co. To Pay Over $6M For Purportedly Profiting From Recommending Certain Mutual Funds and Money Market Funds Over Others The US Securities and Exchange Commission (SEC) is ordering investment advisory and brokerage firm Cadaret, Grant & Co. to pay…
Widower Sues UBS For Alleged Elder Financial Abuse By A Broker. Senior Investor Seeks Up to $5M in Damages After Texas Financial Advisor Allegedly Stole His Money The Shepherd Smith Edwards and Kantas Elder Financial Exploitation Law Firm (investorlawyers.com) represents a disabled retiree in his seven-figure FINRA lawsuit requesting up…
Time For American Healthcare REIT Investors To Explore Their Legal Options. As Share Price Falls, Filing A Broker Fraud Claim May Be Best Chance For Financial Recovery Shepherd Smith Edwards and Kantas REIT Loss Law Firm (investorlawyers.com) is offering free, no obligation case consultations to American Healthcare REIT (NYSE:AHR) investors. The real…
There Is Still Time For Asian Investors To Try Recouping Their Northstar (Bermuda) Losses. Our Northstar Financial Services Loss Attorneys Represent International Investors Against US-Based Brokerage Firms In the latest news involving Northstar Financial Services (Bermuda), owner Greg Lindberg is now under further scrutiny by the federal government, which seeks forfeiture of $1.5M…