What Does It Mean To Sue A Broker For Unsuitability? Our Trusted Unsuitability Loss Lawyers Are Here To Help At Shepherd Smith Edwards and Kantas (investorlawyers.com), we represent investors who have been the victim of unsuitable investment recommendations by their broker or investment adviser. Unfortunately, unsuitability is one of the most common causes…
Our Tampa Florida Alternative Investment Fraud Attorneys Represent Investors From All Walks Of Life Against Financial Advisors At Shepherd Smith Edwards and Kantas (investorlawyers.com), our Tampa Florida Alternative Investment Fraud Attorneys work with investors who have sustained losses because of unsuitable, fraudulent, or poor-performing financial products that were inappropriately marketed and…
San Diego, CA Investment Loss Law Firm Representing Southern California Investors Against Brokers and Investment Advisers In recent years, alternative investments have become an attractive draw for investors looking to diversify and expand their portfolios. However, these little-regulated, complex securities can also be high-risk and they are not suitable for…
FINRA Arbitration Panel Orders Wells Fargo Advisors To Pay $3.4M To Investor Broker-Dealer Accused of Negligence That Allegedly Enabled Elder Financial Exploitation A three-person FINRA Dispute Resolution Services panel awarded one investor $3.4M in damages and costs over losses his now-deceased mother sustained while working with Wells Fargo Advisors and…
Retail Investors Were Defrauded by Fired Western International Securities Broker Christopher Booth Kennedy, Alleges SEC . Former Financial Advisor Agrees to Pay Over $2.1M To Settle Regulator’s Fraud Lawsuit If you are an investor who suffered losses while working with ex-Western International Securities stockbroker Christopher Booth Kennedy, contact Shepherd Smith Edwards…
Dallas Alternative Investment Loss Recovery Lawyers – We Help Texas Investors In Fighting For The Damages Owed To Them By Financial Advisors Shepherd Smith Edwards and Kantas (investorlawyers.com) Dallas Alternative Investment Fraud Lawyers represent investors who are seeking to recoup the losses they sustained in alternative investments. If your broker…
Retiree Widow Files Six-Figure GWG L Bond Loss Recovery Lawsuit Against Ni Advisors. California Financial Advisor Sui-Hock Goy Is Accused of Negligence And other Misconduct Shepherd Smith Edwards and Kantas L Bond Loss Recovery Lawyers (investorlawyers.com) are representing another claimant who is suing brokerage firm Ni Advisors over their GWG L Bond losses. This…
Are You An Investor Who Suffered Hatteras Investment Partners Fund Losses? You May Have Been The Victim of Unsuitability or Other Broker Misconduct If you sustained losses in one of the following Hatteras Investment Partners Funds, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today to schedule your free, initial case…
Ex-LPL Broker John Matson Accused of Operating Ponzi Scam. Our Ponzi Scheme Attorneys Are Investigating Investor Losses If you are someone who sustained losses while working with former LPL Financial broker John Nicholas Matson, also the principal of South Bay Acquisitions, Shepherd Smith Edwards and Kantas (investorlawyers.com) want to talk to you.…
Elderly Investor Files L Bond Lawsuit Accusing Newbridge Securities of Making Unsuitable Investment Recommendation. Our Alternative Investment Fraud Lawyers Are Representing This Claimant A senior investor is suing Newbridge Securities for up to $500K in damages for losses he sustained after the broker-dealer allegedly harmfully recommended high-risk junk bonds issued by GWG Holdings.…