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Articles Posted in broker negligence

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Moody National REIT II Investors May Have Grounds For Stockbroker Misconduct Claims

Did Brokers Recommend This Unregistered Security Because of High Commissions? Investors who backed Moody National REIT II, a nontraded real estate investment trust, are now grappling with losses sustained after this investment significantly plunged in value and the company’s public offering and distribution payments were suspended.  Nontraded REITs, which are…

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Broker Fraud and Investment Losses During The Time of The Coronavirus

Investment Losses During Recent Market Crisis May Be Recoverable  Investors throughout the United States are grappling with financial investment losses as markets continue to remain volatile in the wake of Coronavirus (COVID-19). The recent oil price drops, the rise in unemployment as businesses are forced to shutter and lay off…

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Shepherd Smith Edwards and Kantas Investigates Investor Claims Involving Non-Traditional ETFs

Non-Traditional Exchange-Traded Funds Are Not Suitable For Every Investor Our securities fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are looking into complaints by investors whose brokers may have inappropriately recommended that they invest in non-traditional exchange-traded funds (ETFs).  These types of ETFs are leveraged, inverse and…

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