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Shepherd Smith Edwards and Kantas Investigates Claims Involving Fired UBS Broker David Fagenson

SSEK Investigating David Fagenson, A Former UBS Brokerage Investment Advisor  If you are an investor who worked with former UBS broker, David Fagenson, and suffered substantial losses or suspect you may have been charged excessive fees and commissions, please contact our broker fraud lawyers at Shepherd Smith Edwards and Kantas,…

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FINRA Suspends Ex-UBS Broker Who is Now With Newbridge Securities

The Financial Industry Regulatory Authority (FINRA) has suspended David Howard Fagenson, a former UBS Financial Services (UBS) broker, for eight months. Fagenson, now registered with Newbridge Securities, is accused of unsuitable trading in the accounts of three older clients. The allegedly excessive trades are said to have created significant losses…

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