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Articles Posted in Donna Lynn Barnard

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FINRA Bars Broker For Selling $10.8M of Notes in $1.2B Woodbridge Ponzi Scam

The Financial Industry Regulatory Authority (FINRA) has barred yet another ex-broker for selling promissory notes that have since been linked to the $1.2B Woodbridge Ponzi scam. The fraud is believed to have bilked around 8,400 investors. According to the self-regulatory authority (SRO), broker Frank Dietrich sold 58 investors $10M of…

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