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Articles Posted in DT Securities

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FINRA Expels DT Securities and Its CEO Over Alleged Private Placement Misrepresentations

The Financial Industry Regulatory Authority has expelled the real estate firm formerly called DT Securities and its owner/CEO Markel Newton. According to the regulator, DT Securities and Newton engaged in negligent misrepresentations involving private placements. Markel is also barred for alleged violations involving two of the firm’s offerings to purchase…

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