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Articles Posted in Elias Herbert Hafen

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Ex-Morgan Stanley Broker Pleads Guilty to Investment Adviser Fraud

A Former Morgan Stanley (MS) broker who was barred by the Financial Industry Regulatory Authority (FINRA) last year has pleaded guilty to defrauding his clients of hundreds of thousands of dollars. Elias Herbert Hafen was a registered Morgan Stanley rep. from 2009 until 2018 and then briefly went to work…

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