Shepherd Smith Edwards and Kantas FINRA Arbitration Attorneys Secures $100,000 FINRA Arbitration Award Against TDAmeritrade Our Client, An Older Investor, Was Defrauded By Scammers Through His Accounts With TDAmeritrade, now Charles Schwab & Co. Our Texas elder financial abuse attorneys are pleased to announce that we have obtained a roughly $100,000 FINRA…
Tokyo Couple Sues Bankoh and Broker Yoko Farias Over Northstar (Bermuda) Losses Our Northstar Financial Services (Bermuda) Investment Recovery Lawyers Are Representing International Investors In yet another FINRA arbitration claim, more Japanese investors are suing Bankoh Investment Services and its registered representative Yoko K. Farias over the losses they experienced in Northstar (Bermuda). In…
For Northstar Financial Services (Bermuda), Fixed-Rate Annuity Investors Filing A Broker Fraud Lawsuit May Be Only Option. Bermuda Supreme Court Order Deems That Fixed Account Holders Will Likely Recovery Nothing From Liquidation In its July 28, 2023 ruling, The Supreme Court of Bermuda concluded that Northstar Financial Services (Bermuda) did not use…
Shepherd Smith Edwards and Kantas Wins $953K FINRA Arbitration Award Against Crown Capital Securities Investors Suffered Losses in GPB, Non-Traded REITS, & Oil and Gas Shepherd Smith Edwards and Kantas (investorlawyers.com) are pleased to announce that a Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded two investors $953,364K in…
The FINRA Arbitration Process You’ve spoken with an experienced FINRA arbitration law firm that has determined your investor losses are due in part because of broker misconduct or negligence. You’ve decided to retain the services of skilled securities arbitration lawyers to help you sue your broker-dealer and maybe even their…
The Importance of Filing Your Own FINRA Arbitration Case If you are an investor who has suffered losses in GWG L Bonds, you are likely trying to determine what to do next. Just because GWG Holdings has filed for bankruptcy protection doesn’t mean you stand to recover anything from these…
Shepherd, Smith, Edwards, and Kantas Has Been Fighting For Investors for Over 30 Years If you are an investor looking to pursue financial recovery for your investment losses caused by unsuitable investment recommendations, misrepresentations and omissions, unauthorized trading, or other grounds, there is a very good chance that you signed…
Claimants File FINRA Arbitration Claim Against Centaurus Financial A Florida couple who suffered losses in GWG Holdings L bonds has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against Centaurus Financial. In the claim, they are seeking up to six figures in damages for their losses. The investors are…
Texas Retiree Files Six-Figure FINRA Arbitration Claim Over Her Investment Losses An Austin, TX investor has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against Western International Securities, Inc. The investor sustained losses in GWG Holdings L Bonds and the following non-traded real estate investment trusts (non-traded REITs): Griffin…
Ex-Texas Financial Advisor Allegedly Killed An Investor While Operating a Ponzi Scam Keith Todd Ashley, who was fired by Parkland Securities in October 2020 and is charged with murder, is now also facing Financial Industry Regulatory Authority (FINRA) charges. FINRA filed its complaint in December 2021 and is alleging that…