Articles Posted in FINRA Arbitration Attorney

UBS Financial Services Ordered To Pay $92.2M in Damages To Investors Over Short Sale of Tesla Shares. High-Yield Trading Strategy Was Unsuitable Recommendation By UBS Broker Andrew Burish, Says FINRA Arbitration Panel  A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered UBS Financial Services (UBS) To Pay $92.2M in damages to investors…

For Northstar Financial Services (Bermuda), Fixed-Rate Annuity Investors Filing A Broker Fraud Lawsuit May Be Only Option. Bermuda Supreme Court Order Deems That Fixed Account Holders Will Likely Recovery Nothing From Liquidation  In its July 28, 2023 ruling, The Supreme Court of Bermuda concluded that Northstar Financial Services (Bermuda) did not use…