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Articles Posted in In-House Judge

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Former Standard & Poor Executive’s Case Against the SEC Over In-House Judge Can Proceed

A U.S. district court judge says that Barbara Duka’s lawsuit against the Securities and Exchange Commission can move forward. Duka used to be the head of Standard & Poor’s commercial mortgage-backed securities group. She is challenging the regulator’s decision to appoint an administrative law judge to preside over its securities…

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