Broker-Dealers May Have Unsuitably Sold This Risky Investment To Retail Customers and Retirees If your broker recommended that you purchase shares in Atlas Growth Partners, LP, you may be able to file a Financial Industry Regulatory Authority (FINRA) arbitration claim against the broker-dealer. Unfortunately, according to the limited partnership’s filings…
Our Skyloft Austin Investment Loss Lawyers Represent Investors in Recouping Their Losses If you are a Skyloft Austin investor, you may be grappling with the losses you suffered in this real estate private placement deal that you were led to believe would earn you regular dividends while also providing you…
Broker-Dealers Sold Private Placement Shares In Texas Luxury Student Housing To Retail Customers, Including Retirees Our Texas brokerage firm of investment lawyers and arbitration attorneys are looking into claims of losses involving Nelson Partners’ Skyloft Austin investors. Many of those who invested in this troubled luxury student housing building close…
Structured Products Are Not Suitable for Most Retail Investors Investment Lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are looking into claims of losses involving JPMorgan Chase Auto Callable Contingent Interest Notes. Which is connected to the S&P GSCI® Crude Oil Index Excess Return (SPGCCLP). This index tends to…
Regulator Seeks To Protect Nearly $1B of Investor Assets From Founder Accused of Over $1.8B Ponzi Scam. The US Securities and Exchange Commission (SEC) and court-appointed monitor Joseph Gardemal recommend the appointment of receivership to protect almost $1B of investors’ assets from GPB Capital Holdings owner and founder David Gentile. …
Former Melville, NJ Financial Advisor Has Been Named in Six Disputes If you have suffered investment losses while working with ex-Aegis Capital stockbroker Scott Neil Hananel, contact Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) so that we can help you explore your legal options. Hananel, who is…
Senior Investor’s Loses Retirement Funds Because of Unsuitable Investment An Arkansas retiree has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against LPL Financial for losses he suffered because of the unsuitable recommendation of Rhett Douglas Bedwell, one of the broker-dealer’s former registered representatives. Bedwell, who is no longer…
Denver Investors May Be Facing Losses from High Yield Bonds As the number of COVID-19 cases continues to increase in parts of the US, high-yield junk bonds have been underperforming. Not only that, but according to The Wall Street Journal, in early July the growing concern that there may…
Did Brokers Recommend This Unregistered Security Because of High Commissions? Investors who backed Moody National REIT II, a nontraded real estate investment trust, are now grappling with losses sustained after this investment significantly plunged in value and the company’s public offering and distribution payments were suspended. Nontraded REITs, which are…
Structured Product Losses Stun Retail Investors Who Should Never Have Been Told By Brokers To Buy Them The recent market turbulence caused by the coronavirus has caused many investors’ portfolios to suffer huge losses, and nowhere is this more evident as the losses suffered by those who invested heavily in…