Are You The Victim of Overconcentration by Your Broker? Shepherd Smith Edwards and Kantas Overconcentration Attorneys Want To Talk To You As an investor, you are always taking on a certain degree of risk. What you invest in is as important as whether or not your portfolio is properly diversified. This…
Can You Hold Your Broker-Dealer Liable for Your Portfolio Losses? UBS Ordered To Pay Senior Investor More Than $532K For Alleged Overconcentration Broker-dealers have a duty to make sure they properly diversify clients’ accounts, including making sure that their financial advisors don’t concentrate too much of any investor’s money on…