What Should Investors Know When Filing a Broker Negligence Lawsuit? Allow Our Trusted Securities Lawyers To Offer You A Free Case Assessment Many victims of broker fraud often falsely believe that they only have grounds for suing their financial advisor if intentional misconduct, such as misappropriation, occurred. The truth is…
I’m An Investor Whose Broker Engaged in Unauthorized Trading. What Should I Do? Our Trusted Securities Lawyers Are Investigating Claims of Losses Involving Aegis Stockbroker Joseph LaScala Unauthorized trading is what happens when your financial advisor buys or sells assets in your brokerage account without your prior knowledge and/or permission. This…