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Articles Posted in Stronger Enforcement of Civil Penalties Act of 2017

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Stronger Enforcement of Civil Penalties Act Seeks To Raise SEC Enforcement Penalties

A bipartisan bill introduced in the US Senate wants to let the US Securities and Exchange Commission order violators of securities laws to pay much higher sanctions. If turned into law, the legislation would allow the regulator impose up to $1M as a penalty on individuals for every violation of…

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