What Does It Mean To Sue A Broker For Unsuitability? Our Trusted Unsuitability Loss Lawyers Are Here To Help At Shepherd Smith Edwards and Kantas (investorlawyers.com), we represent investors who have been the victim of unsuitable investment recommendations by their broker or investment adviser. Unfortunately, unsuitability is one of the most common causes…
When Can You Hold Your Broker-Dealer Accountable for Investor Losses Caused by Unsuitability? Longtime Merrill Lynch Financial Advisor William King Resigns Following Allegations of Broker Misconduct Vero Beach, Florida broker William Worthen King has reportedly voluntarily resigned after 37 years as a Merrill Lynch registered representative. The move comes following…
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